Compliance Officer (CO) / MLRO
Job description includes the following-
 Carrying out compliance monitoring programme for compliance with legislation applicable.
 Maintaining compliance manual; implementing relevant rule changes by staff training.
 Liaising with authorities as appropriate;
 Administering Company’s procedures relating to conflicts management such as, Employees outside business interests, Personal account transactions, Chinese walls; and Benefits given and received;
 Investigation and resolution of compliance breaches and customer complaints;
 Overseeing staff awareness and training on compliance matters;
 To manage the overall operational compliance with AML policies, procedures, systems and controls;
 Acting as the point of contact to receive notifications from management relating to suspicious activities; taking appropriate actions following the receipt of such notifications;
 Making Suspicious Activities Reports;
 Acting as a point of contact between the company and UAE authorities on issues relating to anti-money laundering; responding promptly to any request for information made by competent authorities;
 Establishing and maintaining an appropriate money laundering training programme and adequate awareness arrangements;
 Conducting AML Risk Assessment and Customer Due Diligence;
 Preparation of AML Risk Assessment Report.
Ideally having experience with DIFC or ADGM companies.
Job Type: Full-time
Pay: AED7,000.00 - AED10,000.00 per month

Application Question(s):

• Are you able to join immediately?

Experience:

• compliance: 2 years (Required)

Please refer the Job description for details