Compliance Officer at Stratum Owners Association Management
Dubai, , United Arab Emirates -
Full Time


Start Date

Immediate

Expiry Date

02 Dec, 25

Salary

0.0

Posted On

02 Sep, 25

Experience

0 year(s) or above

Remote Job

Yes

Telecommute

Yes

Sponsor Visa

No

Skills

Good communication skills

Industry

Financial Services

Description

The Compliance Officer ensures that the organization operates in accordance with legal and regulatory requirements, internal policies, and industry standards. This role plays a key part in identifying potential compliance risks, implementing controls, and promoting a strong culture of compliance throughout the organization.

Responsibilities
  • Monitor and interpret regulatory and legislative developments relevant to the organization’s activities.
  • Develop, implement, and maintain internal policies and procedures to ensure compliance with laws and regulations.
  • Conduct regular audits and risk assessments to identify areas of non-compliance or operational risk.
  • Provide training and guidance to staff on compliance-related matters, including codes of conduct, data protection.
  • Investigate potential compliance violations and recommend appropriate corrective actions.
  • Prepare and submit regulatory reports and filings as required by governing bodies.
  • Liaise with regulatory authorities during audits, inspections, or investigations.
  • Maintain up-to-date records of compliance activities and incidents.
  • Support internal departments in embedding compliance into their daily operations.
  • Promote ethical behavior and a strong compliance culture across the organization.
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