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Compliance Officer (Tokyo, Japan) at Mamoru Canada Ltd

Tokyo, Tokyo, Japan -

Full Time

Start Date

Immediate

Expiry Date

05 Jul, 26

Salary

0.0

Posted On

06 Apr, 26

Experience

5 year(s) or above

Remote Job

Yes

Telecommute

Yes

Sponsor Visa

Skills

Compliance, FSA Type 1 Licensing, Zengin Clearing, Fund Transfer Operations, Regulatory Reporting, Risk Management, Financial Regulations, Payment Systems, Policy Development, Stakeholder Management, Japanese Securities Regulations, Asset Management, FX Regulations, Digital Asset Regulations

Industry

Financial Services

Description

We are a diversified global investment firm trading across equities, commodities, FX, and fixed income (bonds, credit, and rates). We employ market-neutral strategies to reduce volatility and deliver consistent, risk-adjusted returns, with an expanding presence in frontier markets. We are seeking a Compliance Officer based in Tokyo with strong regulatory experience in fund transfer operations. The ideal candidate will have hands-on experience with FSA Type 1 Fund Transfer Operator licensing and Zengin clearing participant applications, and will help strengthen our compliance framework and local operations. Bank connections are a plus. Key Responsibilities Develop and maintain compliance policies and procedures. Manage FSA Type 1 license applications and Zengin clearing participant filings. Monitor compliance and report to senior management. Stay up to date on Japanese financial and payment regulations and advise the team. Liaise with regulators, banks, and payment system operators as needed. Conduct compliance training and address compliance issues promptly. Qualifications Bachelor’s degree in business, law, finance, or related field. 5+ years of compliance experience in Japan, ideally in payments or financial operations. Strong knowledge of Japanese Securities, Asset Management, FX, and Digital Asset regulations is a plus. Direct experience with FSA Type 1 Fund Transfer Operator licensing. Experience with Zengin clearing participant applications. Native-level Japanese and business-level English. Independent, proactive, and comfortable in a startup-style environment. Bonus: Established relationships with Japanese banks.

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Responsibilities

The Compliance Officer will manage FSA Type 1 license applications and Zengin clearing participant filings while developing and maintaining compliance policies. They will also monitor regulatory compliance, report to senior management, and liaise with regulators and financial institutions.