DESCRIPTION DU POSTE

We are looking for a Compliance Specialist to join Compliance Team. The ideal candidate will play a crucial role in ensuring adherence to regulatory standards and internal policies.

Key Responsibilities:

• Monitor the investment process with a focus on market integrity, including market abuse detection, best execution, and broker performance.
• Analyse distributor activity through flow analysis, target market feedback and distribution policies.
• Oversee conflicts of interest, particularly concerning securities.
• Support Corporate Compliance and Regulatory teams in MIFID-related controls, including investment suitability and ESG preferences.
• Contribute to the automation of controls by developing internal tools and designing new control frameworks, utilizing best-in-class third-party software (e.g. Tableau) and programming languages (e.g., Python).
• Provide timely advisory and training to investment staff.
• Prepare periodic reports for internal corporate bodies and committees.
• Liaise with Group Compliance Policies to provide compliance advisory tailored to the needs of the Investment Department.

• Monitor the investment process with a focus on market integrity, including market abuse detection, best execution, and broker performance.
• Analyse distributor activity through flow analysis, target market feedback and distribution policies.
• Oversee conflicts of interest, particularly concerning securities.
• Support Corporate Compliance and Regulatory teams in MIFID-related controls, including investment suitability and ESG preferences.
• Contribute to the automation of controls by developing internal tools and designing new control frameworks, utilizing best-in-class third-party software (e.g. Tableau) and programming languages (e.g., Python).
• Provide timely advisory and training to investment staff.
• Prepare periodic reports for internal corporate bodies and committees.
• Liaise with Group Compliance Policies to provide compliance advisory tailored to the needs of the Investment Department