Compliance Specialist - Investment Banking (12 month contract) at Deloitte

Johannesburg, Gauteng, South Africa -

Full Time

Start Date

Immediate

Expiry Date

15 Jun, 26

Salary

0.0

Posted On

17 Mar, 26

Experience

5 year(s) or above

Remote Job

Yes

Telecommute

Yes

Sponsor Visa

Skills

Investment Banking Workflows, M&A Deal Lifecycle, Capital Markets Transactions, Trading Desk Operations, Information Flow Management, Barrier Management, Market Conduct Regulation, Insider Trading Rules, Market Abuse Regulations, Confidential Information Handling, Conflicts Of Interest Management, Conduct Risk, Governance, Policy Interpretation, Control Room Operations, Regulatory Requirements

Industry

Business Consulting and Services

Description

Company Description At Deloitte, our Purpose is to make an impact that matters for our clients, our people, and society. This is the lens for which our global strategy is set. It unites Deloitte professionals across geographies, businesses, and skills. It makes us better at what we do and how we do it. It enables us to deliver on our promises to stakeholders, while creating the lasting impact we seek. Harnessing the talent of 450,000+ people located across more than 150 countries and territories, our size and scale puts us in a unique position to help change the world for the better—by bringing together the services we provide, the societal investments we make, and the collaborations we advance through our ecosystems. Deloitte offers career opportunities across Internal Client Services, Audit & Assurance (A&A), Tax & Legal (T&L) and our Consulting services business, which is made up of Strategy, Risk & Transactions Advisory (SR&T) and Technology & Transformation (T&T). Are you ready to apply your knowledge and background to exciting new challenges? From learning to leadership, this is your chance to take your career to the next level. Job Description About Regulatory Risk We are in the front-line, reshaping regulatory trends using cutting-edge technology to create greater regulatory efficiencies and help our clients in becoming more responsible businesses within their sectors. Within the Regulatory Risk team, we work on supporting clients in anticipating and adapting to changes in the regulatory environment. We advise some of the most successful organisations around the globe, and this exposure provides you with the opportunities to sharpen your skills, discover new strengths, connect and build relationships with some of the best people in the field. We cover the entire lifecycle of regulatory risk from strategy to compliance optimisation and helping our clients to be a responsible business. 1. Strategy: Help clients understand and anticipate to new laws and regulations. We do this by developing strategies, business structures and processes. 2. Compliance: Support organisations in designing, evaluating and transforming processes, controls and infrastructure to be compliant with existing law and regulations and foster integrity. We believe that through compliance clients can maintain their business value - and even create a competitive advantage. 3. Response: Help clients react to specific gaps in their regulatory compliance programs and make their compliance programs more efficient and smarter by using data and technology. What Impact will you make? We are seeking a compliance professional with a strong understanding of investment banking workflows, including M&A, capital markets, and trading operations. In this role, you will support effective information management and barrier controls, while applying your knowledge of regulatory requirements, market conduct, and control room operations to ensure compliance and manage risk across the business. Qualifications 5 - 8 years relevant experience in a similar role, with key experience as follows: Understanding of Investment Banking Activities (Core). You do not need to be a banker but you must understand banking workflows. M&A deal lifecycle Capital markets transactions (ECM / DCM) Trading desk operations How information flows between teams. This operational understanding is critical for effective barrier management Regulatory & Compliance Skill Set (Core). These are essential. Market abuse & conduct regulation knowledge Insider trading rules Market abuse regulations Confidential information handling Conflicts of interest management Knowledge of conduct risk, governance, and regulatory scrutiny Policy interpretation Ability to interpret firm policies and apply them in real situations Understanding escalation thresholds Knowing when to involve Legal, Compliance, or Risk Control room management Understand the role of a control room in managing risk Understand operations of a control room Educational Requirements A relevant Bachelors Degree and industry specific certifications Additional Information At Deloitte, we want everyone to feel they can be themselves and to thrive at work—in every country, in everything we do, every day. We aim to create a workplace where everyone is treated fairly and with respect, including reasonable accommodation for persons with disabilities. We seek to create and leverage our diverse workforce to build an inclusive environment across the African continent. Note: The list of tasks / duties and responsibilities contained in this document is not necessarily exhaustive. Deloitte may ask the employee to carry out additional duties or responsibilities, which may fall reasonably within the ambit of the role profile, depending on operational requirements. Be careful Don’t provide your bank or credit card details when applying for jobs. It is strictly against Deloitte policy for candidates to pay any fee in relation to our recruitment process. No recruitment agency working with Deloitte will ask candidates to pay a fee at any time. Note: The list of tasks / duties and responsibilities contained in this document is not necessarily exhaustive. Deloitte may ask the employee to carry out additional duties or responsibilities, which may fall reasonably within the ambit of the role profile, depending on operational requirements. Be careful of Recruitment Scams: Fraudsters or employment scammers often pose as legitimate recruiters, employers, recruitment consultants or job placement firms, advertising false job opportunities through email, text messages and WhatsApp messages. They aim to cheat jobseekers out of money or to steal personal information. To help you look out for potential recruitment scams, here are some Red Flags: Upfront Payment Requests: Deloitte will never ask for any upfront payment for background checks, job training, or supplies. Requests for Personal Information: Be wary if you are asked for sensitive personal information, especially early in the recruitment process and without a clear need for it. Fraudulent links or contractual documents may require the provision of sensitive personal data or copy documents (e.g., government issued numbers or identity documents, passports or passport numbers, bank account statements or numbers, parent’s data) that may be used for identity fraud. Do not provide or send any of these documents or data. Please note we will never ask for photographs at any stage of the recruitment process. Unprofessional Communication: Scammers may communicate in an unprofessional manner. Their messages may be filled with poor grammar and spelling errors. The look and feel may not be consistent with the Deloitte corporate brand. If you're unsure, make direct contact with Deloitte using our official contact details. Be careful not to use any contact details provided in the suspicious job advertisement or email. At Deloitte, we want everyone to feel they can be themselves and to thrive at work—in every country, in everything we do, every day. We aim to create a workplace where everyone is treated fairly and with respect, including reasonable accommodation for persons with disabilities. We are committed to employment equity and building a diverse and inclusive workplace across the African continent. Our recruitment processes are aligned with our Employment Equity Plan and the principles of the Employment Equity Act. Preference may be given to candidates from designated groups. We actively support the inclusion of people with disabilities and embrace neurodiversity in the workplace. We recognise and value the unique strengths that neurodivergent individuals bring, and we are committed to creating an environment where everyone can thrive. If you require reasonable accommodations in relation to your disability and neurodiverse needs during the recruitment process, please let us know. We are happy to make adjustments to suit your individual needs.

Responsibilities

This role involves supporting effective information management and barrier controls within investment banking workflows, including M&A, capital markets, and trading operations. The specialist will apply knowledge of regulatory requirements, market conduct, and control room operations to ensure compliance and manage risk across the business.