COMPLIANCE SPECIALIST – POLICY FRAMEWORK & GOVERNANCE

Location: Flexible on location and office base with visits to all D&G offices as and when required.

SKILLS AND EXPERIENCE REQUIRED:

• Strong knowledge of regulatory requirements and internal policy expectations to provide support and advice to the business.
• Comfortable in assisting in interpretation of laws, regulations, and rules that impact the company’s operations.
• Confident in supporting the drafting, review, and rollout of compliance policies and training materials.
• Gathers and analyses compliance data, contributing to reporting and risk insights.
• Lateral thinker with an ability to interpret and present solutions.
• Understanding of application of FCA Handbook including ICOBS, SYSC, PRIN, Consumer Duty, SMCR and COCON is essential.
• Understands Compliance Governance policies and frameworks in operation.

• Provide day-to-day compliance support to the business, answering regulatory or policy-related queries.
• Assist in identifying, assessing, and tracking compliance risks and issues.
• Participate in regulatory change reviews and assist in updating internal processes accordingly.
• Help maintain compliance registers, documentation, and reporting metrics.
• Deliver or support compliance training and awareness activities.
• Contribute to incident investigations and help ensure accurate and timely issue resolution.
• Collaborate with other control functions (Risk, Legal, Audit, Data Privacy) to ensure coordinated compliance management.