Conduct and Compliance Risk Oversight Executive at Sainsburys DTD

Edinburgh, Scotland, United Kingdom -

Full Time

Start Date

Immediate

Expiry Date

19 Aug, 26

Salary

0.0

Posted On

21 May, 26

Experience

5 year(s) or above

Remote Job

Yes

Telecommute

Yes

Sponsor Visa

Skills

Compliance Monitoring, Risk Oversight, Regulatory Reporting, FCA Handbook Interpretation, Thematic Reviews, KRI Analysis, Stakeholder Management, Data Analysis, Excel, PowerPoint, Power BI, Second Line Assurance, Financial Services Regulation, Risk Management, Reporting Pack Building, Constructive Challenge

Industry

Retail

Description

Location - Hybrid -Edinburgh or London (Store Support Centre + home) Edinburgh-based - we typically work in the office one day per week (Wednesday) London-based - expect to travel to Edinburgh a couple of times a month. Why join us Joining Sainsbury’s Financial Services as a Risk & Compliance Oversight Executive is an opportunity to play a key role in protecting our customers and business by ensuring we meet regulatory expectations and maintain strong governance. You’ll work in a small, specialist team where your oversight, judgement and reporting genuinely influence decision-making — including insight that supports Management Committee and Board conversations. What you’ll do This role delivers a mix of independent compliance monitoring and risk oversight within a lean Risk & Compliance function. You’ll use KRIs and other insightful data, including MI from our partners/suppliers, to identify where risk may be building or where regulatory obligations could be at risk. You’ll undertake ongoing monitoring and deliver thematic reviews, including setting Terms of Reference and completing testing, before presenting clear findings and actions. A core part of the role is producing the monthly consolidated risk reporting, bringing together MI and insight from the technical risk managers' areas into a single pack for the Director of Risk, Compliance and Financial Crime to take to the Management Committee and Board. You’ll also interpret regulatory requirements (including the FCA Handbook) and translate them into clear, practical business expectations and oversight activity. Who you are You’re a proactive risk and compliance professional who can spot what matters, work with pace, and bring clarity to complex information. You’re comfortable producing senior-ready reporting, and you have the confidence to raise issues and challenge constructively. Experience in Financial Services is essential — and experience within a distributor model (or retail financial services environment) would be advantageous. Essential criteria * Demonstrable Financial Services regulatory oversight experience, including delivery of compliance monitoring / second line assurance/risk oversight activity (e.g., thematic reviews) and production of evidence-based findings and reporting. * Working knowledge of the FCA handbook and regulations with evidence of interpreting FCA requirements and translating regulations into practical business actions, controls or oversight. * Proven analytical capability, including interpretation of quantitative and qualitative MI (e.g., KRIs, complaints MI, partner/supplier MI) to identify material risk and draw well-reasoned, defensible conclusions. * Advanced reporting and pack-building skills, evidenced through producing senior-ready outputs using Excel, PowerPoint and Power BI (or equivalent reporting tools) for insight and decision-making. * Credible delivery and stakeholder impact, evidenced by planning and prioritising work at pace, applying sound judgement on escalation, and constructively challenging stakeholders (including at senior level) to improve outcomes #LI-MY1

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Responsibilities

The role involves delivering independent compliance monitoring and risk oversight to ensure regulatory expectations are met. It also requires producing consolidated monthly risk reporting for the Management Committee and Board.