JOB SUMMARY:

Join the compliance operations team at a top North American bank to test critical systems within the Global Control Room (GCR). This junior-level role supports various ongoing projects focused on regulatory compliance, conflict clearing, and change management. Ideal for candidates seeking to develop both business and IT testing expertise in a dynamic, high-stakes environment.

REQUIRED EXPERIENCE:

• 1+ years in compliance, Control Room testing, or financial systems QA
• Exposure to broker-dealer or investment banking environments
• Strong communication skills — verbal and written
• Experience creating testing reports and documentation
• Background in business or finance with relevant degree or diploma

NICE-TO-HAVE EXPERIENCE:

• Familiarity with Securities systems or Control Room operations
• Prior experience with conflict clearing or regulatory platforms

REQUIRED SKILLS:

• Advanced Excel
• Reporting and documentation
• System testing in compliance/regulatory environments

PREFERRED SKILLS:

• Conflict clearing system knowledge
• Experience with STAR Compliance
• Business analysis mindset
• Stakeholder engagement
• Adaptability in evolving project settings

ADDITIONAL SKILLS:

• Independent task management
• Strong judgment in complex test scenarios
• Team collaboration and knowledge sharing
• Professional-level awareness of compliance rules and regulations

• Execute testing for compliance systems like the STAR system and the new Conflicts platform.
• Coordinate with stakeholders, project teams, and vendors to test control changes and new implementations.
• Perform end-to-end testing independently and contribute to project deliverables.
• Analyze testing scenarios, manage ambiguity, and proactively resolve issues.
• Track testing outcomes and follow up on findings per established standards.
• Provide updates to teams and collaborate across departments to support project success.
• Contribute to a positive, equitable team environment and share knowledge where needed.