POSITION OVERVIEW

Job Title Corporate Bank Compliance Officer
Location London
Corporate Title VP
Corporate Bank (CB) Business Line Compliance covers the Corporate Bank businesses which serves corporate clients and financial institutions globally. Its products and services include domestic and cross-border payments, risk mitigation and international trade finance. CB also provides trust, agency, depositary and custody services.
The Compliance Department seeks to protect the Bank’s licenses to operate by promoting and enforcing adherence with laws, regulations, rules, expectations of regulators, the standards of self-regulatory organizations, and codes of conduct / ethics in connection with the Bank’s regulated activities, while driving a culture of compliance and ethical conduct in the Bank.

YOUR SKILLS AND EXPERIENCE

• A strong understanding and experience of one or more of the following businesses, Structured Finance, Cash Services, Trust & Agency Services, Custody Services and Credit and FX trading.
• The ability to interpret, understand and advise all levels of seniority in the business of an appropriate course of action on a broad range of legal and regulatory provisions.
• Excellent communication skills, both written and verbal with the ability to communicate with team members, other infrastructure functions and the front-office.
• Self-starter with an ability to work independently with minimum direction and ability to show and demonstrate initiative.
• An understanding and up-to-date working knowledge of UK and European financial services regulation, including MAR, MiFID II and the FCA Handbook.
• Experience advising on the application of rules and policies to specific transactions/deals and general business activities based on an understanding of business strategies and product portfolios.

ABOUT US

Deutsche Bank is the leading German bank with strong European roots and a global network. Click here to see what we do.
Deutsche Bank in the UK is proud to have been named in The Times Top 50 Employers for Gender Equality 2024 for five consecutive years. Additionally, we have been awarded a Gold Award from Stonewall and named in their Top 100 Employers 2024 for our work supporting LGBTQ+ inclusion.
We strive for a culture in which we are empowered to excel together every day. This includes acting responsibly, thinking commercially, taking initiative and working collaboratively.
Together we share and celebrate the successes of our people. Together we are Deutsche Bank Group.
We welcome applications from all people and promote a positive, fair and inclusive work environment

• Advising, supporting, and maintaining relationships with Corporate Bank businesses, including Structured Finance, Cash Services, Trust & Agency Services, Custody Services and Credit and FX trading on applicable laws, regulations, including the development of responses to, and implementation of new regulations
• Providing advice on the application of rules and policies to specific transactions and general business activities based on an understanding of business strategies and product portfolios.
• Managing or assisting in the timely resolution and escalation of exchange, regulatory or internal investigations and enquiries
• Participating in regular assessments of the business, products, transactions and their associated controls in relation to the Compliance controlled risks
• Assessing the adequacy of the policy and procedures framework governing the relevant London-based businesses
• Delivering face-to-face Compliance training as required in line with regulatory requirements and annual training objectives.