Customer Due Diligence Analyst at Triodos Bank UK Ltd

London, Leicestershire - England, United Kingdom -

Full Time

Start Date

Immediate

Expiry Date

11 Jan, 27

Salary

35000.0

Posted On

13 Oct, 26

Experience

22 year(s) or above

Remote Job

Yes

Telecommute

Yes

Sponsor Visa

Skills

Industry

Banking & Credit

Description

ResponsibilitiesConduct Compliance Monitoring reviews in line with the approved Compliance Monitoring Plan or as requested by the Group Head of Audit, Risk & Compliance and in line with agreed standards / methodology
Planning and researching areas subject to Compliance Monitoring review including regulatory requirements and local office policies and procedures
Review and complete work papers and agreed testing by documenting the results of Compliance Monitoring testing completed and provide to the Group Compliance Monitoring Manager for quality review
Escalate to Senior Manager / business management on a timely basis any issues identified in testing completed
Produce Executive Summary reports of Compliance Monitoring reviews completed that are factual, accurate and appraise issues identified and the mitigating actions to be taken by management to remediate
Conduct follow-up activities to ensure agreed actions have been fully implemented to minimise business risks and ensure regulatory compliance

Experience & SkillsA minimum of 5 years’ experience within a compliance related role (preferably Compliance Monitoring) within financial service industry / experience of trust services.
Exposure to and understanding of AML/CTF requirements across IOM, Guernsey, Jersey, UK jurisdictions (essential).
Key research skills to understand and interpret regulatory requirements
Excellent communication, reporting writing and analysis skills
Ability to build effective relationships and influencing skills

Responsibilities

ResponsibilitiesConduct Compliance Monitoring reviews in line with the approved Compliance Monitoring Plan or as requested by the Group Head of Audit, Risk & Compliance and in line with agreed standards / methodology
Planning and researching areas subject to Compliance Monitoring review including regulatory requirements and local office policies and procedures
Review and complete work papers and agreed testing by documenting the results of Compliance Monitoring testing completed and provide to the Group Compliance Monitoring Manager for quality review
Escalate to Senior Manager / business management on a timely basis any issues identified in testing completed
Produce Executive Summary reports of Compliance Monitoring reviews completed that are factual, accurate and appraise issues identified and the mitigating actions to be taken by management to remediate
Conduct follow-up activities to ensure agreed actions have been fully implemented to minimise business risks and ensure regulatory compliance

Experience & SkillsA minimum of 5 years’ experience within a compliance related role (preferably Compliance Monitoring) within financial service industry / experience of trust services.
Exposure to and understanding of AML/CTF requirements across IOM, Guernsey, Jersey, UK jurisdictions (essential).
Key research skills to understand and interpret regulatory requirements
Excellent communication, reporting writing and analysis skills
Ability to build effective relationships and influencing skills