Director, Team Specialist at Morgan Stanley

Baltimore, Maryland, United States -

Full Time

Start Date

Immediate

Expiry Date

06 Feb, 26

Salary

0.0

Posted On

08 Nov, 25

Experience

2 year(s) or above

Remote Job

Yes

Telecommute

Yes

Sponsor Visa

Skills

Client Onboarding, Regulatory Compliance, KYC Due Diligence, Prime Brokerage, Foreign Exchange, Equity Derivatives, Fixed Income Derivatives, Derivatives Clearing, Mortgage-Backed Securities, Commodities, Repo, Stock Loan, Microsoft Word, Microsoft Excel, Microsoft PowerPoint, Data Extraction

Industry

Financial Services

Description

Manage the onboarding timeline and partner with the business unit to meet client deadlines. Advise for regulatory compliance status and Know Your Customer due diligence. Manage client onboarding for asset classes including Prime Brokerage, Foreign Exchange, Equity and Fixed Income Derivatives, Derivatives Clearing, Mortgage-Backed Securities, Commodities, Repo and Stock Loan. Coordinate with necessary approval groups including Sales, Credit, Documentation, Coordinate with Internal and External clients to gather required documentation to maintain compliance with firm KYC. Coordinate Ready to Trade tasks Post Account Opening including reporting and entitlements, collateral, electronic trade mapping, and settlement setups. Requires a Master's degree in Global Finance, Finance, or a related field of study and two (2) years of experience in the position offered or two (2) years as a Financial and Operations Analyst, Client Onboarding Manager, Analyst, or related. Requires two (2) years of experience with: Using Microsoft Word, Excel, and PowerPoint. Requires one (1) year experience with: Derivative instruments including Foreign Exchange, Fixed Income Derivatives, and Derivatives Clearing; Extracting and filtering data to identify accounts and products opened for clients to identify process improvements. Requires any amount of experience of experience with: Reviewing fund documents as part of onboarding due diligence process, including: Investment Management Agreement, Prospectuses, and Offering Memorandum; Derivatives trading and collateral agreements including International Swaps and Derivatives Association (ISDA) / Credit Support Annex (CSA), Master Confirmation Agreements, Clearing Agreements, and Give-Up Agreements. Qualified Applicants: To apply, visit us at https://morganstanley.eightfold.ai/careers?source=mscom and enter JR000380 in the search field. No calls please. EOE Our values - putting clients first, doing the right thing, leading with exceptional ideas, committing to diversity and inclusion, and giving back - aren't just beliefs, they guide the decisions we make every day to do what's best for our clients, communities and more than 80,000 employees in 1,200 offices across 42 countries. Our teams are relentless collaborators and creative thinkers, fueled by their diverse backgrounds and experiences. We are proud to support our employees and their families at every point along their work-life journey, offering some of the most attractive and comprehensive employee benefits and perks in the industry. There's also ample opportunity to move about the business for those who show passion and grit in their work. To learn more about our offices across the globe, please copy and paste https://www.morganstanley.com/about-us/global-offices into your browser. Consequently, our recruiting efforts reflect our desire to attract and retain the best and brightest from all talent pools. We want to be the first choice for prospective employees. It is the policy of the Firm to ensure equal employment opportunity without discrimination or harassment on the basis of race, color, religion, creed, age, sex, sex stereotype, gender, gender identity or expression, transgender, sexual orientation, national origin, citizenship, disability, marital and civil partnership/union status, pregnancy, veteran or military service status, genetic information, or any other characteristic protected by law.

Responsibilities

Manage the onboarding timeline and partner with the business unit to meet client deadlines. Coordinate with internal and external clients to gather required documentation to maintain compliance with firm KYC.