Executive Director - Operations Controls at JPMC Candidate Experience page

Manila, National Capital District, Philippines -

Full Time

Start Date

Immediate

Expiry Date

12 Mar, 26

Salary

0.0

Posted On

12 Dec, 25

Experience

10 year(s) or above

Remote Job

Yes

Telecommute

Yes

Sponsor Visa

Skills

Operational Risk Management, Regulatory Compliance, Securities Operations, Leadership, Strategic Thinking, Analytical Skills, Stakeholder Management, Process Improvement, Automation, Change Management, Risk Awareness, Incident Response, Root Cause Analysis, Control Frameworks, Regulatory Audits, Communication Skills

Industry

Financial Services

Description

Are you ready to shape the future of risk management in a dynamic, global environment? Join us to leverage your deep expertise in securities operations, operational risk management, and regulatory compliance. As the Executive Director for Risk and Control within Securities Operations, you will be responsible for identifying, assessing, monitoring, and mitigating operational risks across Settlements, Asset Servicing, Broker Dealer Stock Record, Regulatory Reporting, and Payments Utility teams. This role provides strategic leadership in establishing and maintaining a robust risk and control environment that safeguards the firm’s assets, ensures compliance with global regulatory requirements, and aligns with business objectives. This role requires deep expertise in securities operations, operational risk management, and regulatory compliance, as well as the ability to influence at the highest levels of the organization and drive sustainable change. Job Responsibilities: Set the strategic direction for risk management and controls across Securities Operations, ensuring alignment with firm objectives and regulatory requirements. Oversee the design and enhancement of control frameworks, utilizing analytics, automation, and technology to proactively address emerging risks. Partner/Collaborate with Technology to lead cross-functional initiatives and large-scale system enhancements that strengthen controls and drive business growth. Provide comprehensive oversight for regulatory examinations and audits, ensuring full compliance. Champion a culture of risk awareness and continuous improvement through effective risk identification, mitigation, and training. Lead incident response, root cause analysis, and remediation of high-impact issues. Required qualifications, capabilities and skills: Seasoned individual with 15+ years of experience operating at the same level in similar type of industry. Demonstrated leadership in managing moderate sized teams and driving a strong risk and control culture across teams. Open to take up regulatory certifications to effectively support the role (e.g., FINRA Series 99). Deep expertise in operational risk identification, mitigation, and regulatory compliance for settlements, asset servicing, broker dealer stock record, regulatory reporting, and payments. Proven track record of successfully navigating regulatory audits, implementing control frameworks, and remediating high-impact issues. Strong strategic thinking and analytical skills, with the ability to influence senior stakeholders and drive cross-functional initiatives. Extensive knowledge of industry best practices, regulatory requirements, and emerging risks in securities operations. Exceptional communication, negotiation, and stakeholder management skills at the executive level. Experience leading process improvement, automation, and change management initiatives to enhance operational efficiency and control effectiveness. High integrity, sound judgment, and a commitment to fostering a culture of transparency and accountability.

Responsibilities

The Executive Director will set the strategic direction for risk management and controls across Securities Operations and oversee the design and enhancement of control frameworks. This role also involves providing oversight for regulatory examinations and championing a culture of risk awareness.