Executive - Financial Crime Control at IQ-EQ

Port Louis, Port Louis, Mauritius -

Full Time

Start Date

Immediate

Expiry Date

19 Jan, 26

Salary

0.0

Posted On

21 Oct, 25

Experience

2 year(s) or above

Remote Job

Yes

Telecommute

Yes

Sponsor Visa

Skills

Compliance, Risk Management, Analytical Skills, Attention to Detail, Communication Skills, Organizational Skills, Budget Management, Proactivity, Planning, Collaboration, Financial Services, Regulatory Framework, Excel Modeling, Training Delivery, Investigative Skills, Monitoring

Industry

Financial Services

Description

Company Description We’re a leading Investor Services group offering end-to-end services in administration, accounting, reporting, regulatory and compliance needs of the investment sector worldwide. We employ a global workforce of 5,800+ people across 25 jurisdictions and have assets under administration (AUA) exceeding US$750 billion. We work with 13 of the world’s top-15 private equity firms. Our services are underpinned by a Group-wide commitment to ESG and best-in-class technology including a global data platform and innovative proprietary tools supported by in-house experts. Above all, what makes us different is our people. Operating as trusted partners to our clients, we deliver intelligent solutions through a combination of technical expertise and strong relationships based on deep client understanding. We’re driven by our Group purpose, to power people and possibilities. Job Description Responsibilities The Executive – Financial Crime Control, Risk and Compliance, will provide support to the attainment of the overall objectives of the Financial Crime Control Unit. Tasks To assist in the review of Group Compliance and Risk policies and drafting of local policies, procedures, processes, guidance notes as appropriate To assist in conducting an AML/CFT risk assessment of all products, technology and business practice at IQ-EQ Mauritius cluster (“IQ-EQ MU”) in accordance with an agreed plan To provide support in identifying, analysing and disseminating the latest regulatory information To assist in providing day to day advice and support to Client Compliance, Client Delivery and other stakeholders on specific queries arising from the formulation, implementation and interpretation of the Compliance policies, best practices and processes To conduct compliance monitoring and/or investigations in accordance with the annual Review Planner and reporting process for onward communication to the reporting lines and Senior Management To assist in the preparation and reporting for Operational Risk Committee, Country Risk Committee, Country Management Team Meeting, GRACC, QBR and Board To assist in the review of third party reliance (Omnibus Accounts and EIC) To review CAPP requests To assist in the preparation and delivery of in-house formal induction training and online e-learning training packs To assist MLRO/Deputy MLRO in reviewing internal STR reports, conduct internal investigations and draft external STR To assist in the investigations of AML/CFT breaches To assist in Risk Control Self-Assessment Workshops To maintain Compliance Monitoring Registers To provide support in other compliance and risk management deliverables To ensure protections of information assets of IQ-EQ MU and to abide by the ISMS in place at IQ-EQ MU Qualifications Key behaviours we expect to see In addition to demonstrating our Group Values (Authentic, Bold, and Collaborative), the role holder will be expected to demonstrate the following: Accuracy and Attention to detail Prioritisation Proactivity Strong analytical mindset and ability to think outside the box Excellent communication and presentational skills Good planning and organisational skills Strong budget management and reporting skills Education / professional qualifications A degree from reputable university, preferably in the field of finance or financial services or directly related to compliance and risk functions with sufficient work experience to compensate A postgraduate degree or professional qualification in the field of Risk Management would be an advantage Background experience At least 2 years’ experience in the financial services sector and preference given to experience in Risk Management and Compliance Experience in a similar role would be an advantage Technical Good knowledge of compliance, risk and of regulatory framework Computer / program knowledge Very good Office tools skills and good knowledge of Excel modelling tools Additional Information OUR COMMITMENT TO YOU AND THE ENVIRONMENT Sustainability is integral to our strategy and operations. Our sustainability depends on us building and maintaining long-term relationships with all our stakeholders – including our employees, clients, and local communities – while also reducing our impact on our natural environment. There is always more we can, and should do, to improve – whether in relation to our people, our clients, our planet, or our governance. Our ongoing success as a business depends on our sustainability and agility in a changing and challenging global landscape. We’re committed to fostering an inclusive, equitable and diverse culture for our people, led by our Diversity, Equity, and Inclusion steering committee. Our learning and development programmes and systems (including PowerU and MyCampus) enable us to invest in growing our employees’ careers, while our hybrid working approach supports our employees in achieving balance and flexibility while remaining connected to their colleagues. We want to empower our 5,800+ employees - from 94 nationalities, across 25 countries - to each achieve their potential. Through IQ-EQ Launchpad we support women managers launching their first fund, in an environment where only 15% of all private equity and venture capital firms are gender balanced. We’re committed to growing relationships with our clients and supporting them in achieving their objectives. We understand that our clients’ sustainability and success leads to our sustainability and success. We’re emotionally invested in our clients right from the beginning.

Responsibilities

The Executive – Financial Crime Control will support the objectives of the Financial Crime Control Unit by assisting in compliance and risk policy reviews, conducting AML/CFT risk assessments, and providing day-to-day advice to stakeholders. The role also involves compliance monitoring, reporting, and assisting in investigations of AML/CFT breaches.