FICC - Legal Counsel, FICC & Derivatives at Huatai International Financial Holdings Company Limited

Hong Kong, Hong Kong Island, Hong Kong S.A.R. -

Full Time

Start Date

Immediate

Expiry Date

04 Jul, 26

Salary

0.0

Posted On

05 Apr, 26

Experience

2 year(s) or above

Remote Job

Yes

Telecommute

Yes

Sponsor Visa

Skills

Legal analysis, Compliance, Bond transactions, Derivative transactions, ISDA, GMRA, GMSLA, Regulatory reporting, Risk assessment, Structured products, SFC regulations, HKMA guidelines, Contract negotiation, Market abuse regulations, Best execution, Conduct risk

Industry

Financial Services

Description

About Us: Huatai International Financial Holdings Company Limited (“Huatai International” or “the Company”), is the only overseas wholly-owned or controlled subsidiary of Huatai Securities. Huatai International is the Huatai Group’s international arm which plays as a crucial role in the group's internationalization strategy by: a) not only providing offshore capital market services (and a global business platform) but also provides onshore clients with valuable cross-border capital market services (aligned with the mainland China government’s policies and commercial intentions); b) actively making use of Huatai Securities’ leading position, distribution network and customer base in mainland China; c) integrating on a global basis across many jurisdictions and regions, a successful and fully integrated international financial platform with innovative financial services solutions. Huatai International operates as a holding company for consolidating all of the group’s cross-border businesses and companies under one umbrella, offering a truly unified and international business platform. In recognition of such international strength, the renowned international rating agency Standard and Poor’s has assigned Huatai International a “BBB+” rating (for long term) and “A-2” (for short-term). Key Responsibilities: Provide real-time legal and compliance analysis of bond and derivative transactions to ensure adherence to Hong Kong regulations (SFC, HKMA), cross-border risks and internal policies. Lead the drafting, negotiation, and legal risk assessment of trading agreements (ISDA, GMRA, GMSLA), repurchase agreements, and structured products. Monitor regulatory developments (e.g., SFC circulars, HKMA guidelines) impacting FICC markets and advise of implementation. Liaise with regulators for filings, audits, and inquiries related to trading activities. Prepare and submit regulatory reports (e.g., Large Open Position Reports for derivatives). Design and deliver compliance training for trading teams on conduct risk, best execution and market abuse regulations. Qualification: LLB/JD or Master’s degree in Law, Finance, or a related quantitative field. Admission to the Hong Kong Bar or equivalent common law jurisdiction (preferred). 3+ years of legal/compliance experience in fixed income, derivatives, or investment banking, preferably within a buy-side institution. Strong analytical skills with the ability to interpret complex legal/regulatory texts. Excellent communication skills, critical thinking, and ability to perform under pressure. About Us Huatai International Financial Holdings Company Limited (“Huatai International” or “the Company”), is the only overseas wholly-owned or controlled subsidiary of Huatai Securities. Huatai International is the Huatai Group’s international arm which plays as a crucial role in the group's internationalization strategy by: a) not only providing offshore capital market services (and a global business platform) but also provides onshore clients with valuable cross-border capital market services (aligned with the mainland China government’s policies and commercial intentions); b) actively making use of Huatai Securities’ leading position, distribution network and customer base in mainland China; c) integrating on a global basis across many jurisdictions and regions, a successful and fully integrated international financial platform with innovative financial services solutions. Huatai International operates as a holding company for consolidating all of the group’s cross-border businesses and companies under one umbrella, offering a truly unified and international business platform. In recognition of such international strength, the renowned international rating agency Standard and Poor’s has assigned Huatai International a “BBB+” rating (for long term) and “A-2” (for short-term). Get In Touch We invite you to introduce yourself to our recruiters, and we will be sure to reach out if we come across a role that aligns with your skills and qualifications. We value the opportunity to learn more about you and your professional background. Please provide us with your information, including your resume and any relevant details, so we can keep you in consideration for future opportunities. We appreciate your interest in joining our organization, and we look forward to the possibility of connecting with you soon! Why work here? At our organization, we strive to create an environment that fosters growth, collaboration, and innovation. We value our employees' contributions and provide ample opportunities for professional development. Our team is passionate, driven, and committed to making a meaningful impact. Join us to be part of a dynamic workforce where your skills and ideas are valued and where you can grow both personally and professionally. Together, let's achieve greatness and create a rewarding journey.

Responsibilities

Provide real-time legal and compliance analysis for bond and derivative transactions while ensuring adherence to Hong Kong regulatory standards. Lead the drafting and negotiation of trading agreements and monitor regulatory developments impacting FICC markets.