Key Accountabilities:

• Conduct thorough reviews and assessments of client risks, including detailed analysis of all relevant parties to loan transactions, source & use of funds, and source of wealth information to ensure compliance with regulatory standards.

• Undertake enhanced client due diligence processes including requesting, obtaining, and verifying appropriate documentation in line with internal policies and anti-money laundering regulations.

• Review onboarding & ongoing monitoring screening notifications related to politically exposed persons (PEPs), sanctions lists, watchlists, and adverse media reports; escalate potential matches in accordance with established procedures.

• Provide clear guidance and support to first line operations staff regarding onboarding and prevention of financial crime queries.

• Maintain accurate and up-to-date records within the firm's systems, ensuring data integrity for audits, file reviews, and regulatory inspections.

• Assist with audits, file reviews, and regulatory inspections by preparing relevant documentation and responding promptly to information requests.

• Assist with procuring, managing, and monitoring software product providers used in the onboarding, monitoring, and financial crime prevention processes