Full job description

Our client is an established, internationally oriented financial services company specializing in asset management and investment solutions. With several hundred employees at various locations, the company combines in-depth market expertise, a demanding consulting environment, and long-term prospects within a stable corporate structure.

For our location in Oberursel , we are seeking to fill a permanent, full-time position as soon as possible .

Investment Compliance Analyst (m/f/d) – 40% home office

WHAT WE OFFER:

• As a candidate from our applicant pool, we will support you comprehensively and professionally throughout the direct placement process.

The client offers:

• Salary range: €75,000 to €80,000 per year (depending on professional experience) including bonus
• Flexible working hours based on trust
• Home office option: 40% after the onboarding process
• Individual and diverse training opportunities
• Various benefits: subsidized kindergarten childcare, health management, various sports programs, Germany ticket, company bike leasing, and external training courses.
• Atmosphere: A professional, appreciative environment with excellent teamwork. Humanity, sustainability, and family-friendliness are actively practiced. A helpful and dedicated team ensures strong cohesion and mutual support.

YOUR TASKS:

• Monitoring and professional assessment of compliance with legal and contractual investment limits for different fund and mandate structures
• Support and further development of compliance and control processes in connection with regulatory requirements
• Review of investment guidelines and sales prospectuses, as well as support in their professional development.
• Conducting ex-post controls and participating in the ex-ante review of investment decisions
• Coordination with asset management companies, custodians and external service providers on issues of investment limits and regulatory requirements.
• Conception and maintenance of inspection, test and process documentation for internal controls, audits and revisions
• Support in implementing IT requirements and automation solutions for more efficient monitoring of plant boundaries
• Support for new products regarding regulatory requirements, target market and permissible investment limits

• YOUR QUALIFICATIONS:Completed studies in an economics, finance or law field, or training as a bank clerk or investment fund clerk.
• At least 2 years of practical experience in a comparable role, preferably with contact to investment compliance, fund management or regulatory issues.
• Solid knowledge of regulatory frameworks (e.g. UCITS, AIF, KAGB, WpHG, MiFID etc.)
• Practical experience with investment compliance checks and technical administration in PMS systems.
• Excellent understanding of data-driven, rule-based processes and system logics
• Experience with portfolio management, compliance, or boundary systems is an advantage.
• Teamwork skills as well as strong communication and coordination skills
• Very good German and good English skills

We are currently looking for employees (m/f/d) from the following areas:Compliance Analyst Investment Management (m/f/d), Analyst Investment Compliance (m/f/d), Specialist Investment Compliance (m/f/d), Regulatory Compliance Specialist Financial Markets (m/f/d), Compliance Manager Capital Markets (m/f/d), Asset Management Compliance Officer (m/f/d)