JOB DESCRIPTION SUMMARY

Act as key business oversight lead and provide expert/ specialized business guidance and 2nd line challenge and oversight to portfolios, businesses and functions on development, maintenance, and implementation of all aspects of AML/ATF/Sanctions/ABAC compliance programs in line with the Bank’s risk appetite and strategic direction. As part of Issues management, you will be responsible to

• Track the statuses of open TD Securities AML Findings, engaging with internal audit, TDS business, TDS Business Oversight team and other stakeholders to ensure the findings are progressing well within the findings’ lifecycle.
• Prepare the monthly reporting for TDS open AML findings for reporting in various committees and reporting decks.
• Manage milestone tracking for TDS issues for better monitoring and reporting on the risk, issues and statuses of issues. Ensure TDS FCRM segment is aligned with the other FCRM pillars on the future Issues Management approach.
• Data Accuracy Management; review issues to ensure accuracy of issue details(e.g. legal entities) and accurate mapping of taxonomy fields.
• Issues Management Champion with knowledge of the Issues Management program and assist with the transition of the issues’ book of record to a new platform, i.e. reviewing and challenging the design of the new platform, testing, etc. Update the Job Aid with issue management program developments.

EXPERIENCE & EDUCATION

• Undergraduate degree or equivalent work experience
• 7+ years experience

WHO WE ARE:

TD is one of the world’s leading global financial institutions and is the fifth largest bank in North America by branches/stores. Every day, we deliver legendary customer experiences to over 27 million households and businesses in Canada, the United States and around the world. More than 95,000 TD colleagues bring their skills, talent, and creativity to the Bank, those we serve, and the economies we support. We are guided by our vision to Be the Better Bank and our purpose to enrich the lives of our customers, communities and colleagues.
TD is deeply committed to being a leader in customer experience, that is why we believe that all colleagues, no matter where they work, are customer facing. As we build our business and deliver on our strategy, we are innovating to enhance the customer experience and build capabilities to shape the future of banking. Whether you’ve got years of banking experience or are just starting your career in financial services, we can help you realize your potential. Through regular leadership and development conversations to mentorship and training programs, we’re here to support you towards your goals. As an organization, we keep growing – and so will you.

Please refer the Job description for details