Futures & Options - Compliance and Operations Risk Test - Associate - Guang at JPMC Candidate Experience page

Guangzhou City, Guangdong Province, China -

Full Time

Start Date

Immediate

Expiry Date

10 Mar, 26

Salary

0.0

Posted On

10 Dec, 25

Experience

5 year(s) or above

Remote Job

Yes

Telecommute

Yes

Sponsor Visa

Skills

Analytical Thinking, Compliance Testing, Control Environment Assessment, Problem-Solving, Project Management, Communication Skills, Report Writing, Cross-Functional Collaboration, Control Evaluation, Stakeholder Engagement, Technical Standards Interpretation, Control Coverage Gap Identification, Team Management, Bilingual Proficiency, Futures Qualification Certificate

Industry

Financial Services

Description

Job Responsibilities Conduct comprehensive testing processes, ensuring all activities are completed accurately and on time, while adhering to the firm’s highest risk priorities. Utilize advanced analytical thinking to identify control coverage gaps and verify that controls are properly designed and implemented. Apply problem-solving skills to address complex situations, develop alternative solutions, and interpret policies to ensure compliance with technical standards. Collaborate with cross-functional teams to align testing efforts and maintain open communication with stakeholders, ensuring effective execution of tasks. Continuously improve control evaluation methods and interpret control ratings and metrics to enhance the firm’s compliance and operational risk management. Frame observed gaps into clearly articulated issues and demonstrate strong report writing skills to communicate findings and recommendations effectively. Effective communication skills to work collaboratively with stakeholders during the testing process and issues discussion. Required Qualifications, Capabilities, and Skills Several years of experience in business or technology audit or compliance testing in the financial industry. Demonstrated proficiency in analytical thinking, with a track record of systematically organizing, comparing, and evaluating various aspects of a situation to identify key information. Proven ability to assess the control environment, identify control coverage gaps, and verify the proper design and implementation of controls. Experience coordinating activities across multiple departments, with the ability to adapt to changing priorities and manage a team if required. Proficiency in utilizing project management methodologies, tools, and techniques to lead and manage aspects of the project management lifecycle. Business level proficiency in Chinese(Mandarin) and English, both written and verbal. Certificate of Futures Qualification is required for carrying out certain business activities.

Responsibilities

The role involves conducting comprehensive testing processes to ensure accuracy and timeliness while adhering to risk priorities. It also includes identifying control gaps, collaborating with teams, and improving compliance and operational risk management.