Global Financial Crimes: Alert Monitoring and Screening Director (AVP) at Morgan Stanley

Dallas, Texas, United States -

Full Time

Start Date

Immediate

Expiry Date

15 Apr, 26

Salary

125000.0

Posted On

15 Jan, 26

Experience

2 year(s) or above

Remote Job

Yes

Telecommute

Yes

Sponsor Visa

Skills

Alert Monitoring, Screening, BSA/AML, Financial Markets, Banking, Communication, Presentation Skills, Decision Making, Process Improvements, Risk Identification, Documentation, Regulatory Compliance, Self-Motivation, Independent Operation, Stakeholder Engagement, CAMS Certification

Industry

Financial Services

Description

- Draft dispositions summaries that support the alert review outcomes, ensuring documents are clear and concise while complying with regulatory expectations - Ensure a high quality work product and that the level of documentation adheres to procedural expectations - Respond to questions from various stakeholders including GFC colleagues, Risk partners located in the field, and other Business Unit personnel - Proactively identify risks to the GFC program, work with manager to develop solutions, and escalate as necessary - Source and implement process improvements to increase efficiency and effectiveness - Ensure daily operational processing is completed according to established program SLAs and regulatory requirements - 1-5 years of investigative or related experience with emphasis on BSA/AML - A foundational understanding of the financial markets and banking, including broker-dealer product-based knowledge and the ability to learn concepts quickly - Strong communication and presentation skills with the ability to communicate effectively through all levels of the organization - Self-motivated and independent operator with the ability and maturity to make decisions and operate in fast paced and dynamic settings - CAMS or equivalent AML certification/license, or ability to obtain certification within first 15 months of employment Our values - putting clients first, doing the right thing, leading with exceptional ideas, committing to diversity and inclusion, and giving back - aren't just beliefs, they guide the decisions we make every day to do what's best for our clients, communities and more than 80,000 employees in 1,200 offices across 42 countries. Our teams are relentless collaborators and creative thinkers, fueled by their diverse backgrounds and experiences. We are proud to support our employees and their families at every point along their work-life journey, offering some of the most attractive and comprehensive employee benefits and perks in the industry. There's also ample opportunity to move about the business for those who show passion and grit in their work. To learn more about our offices across the globe, please copy and paste https://www.morganstanley.com/about-us/global-offices into your browser. Salary range for the position: $70000 - $125000 Yr. The successful candidate may be eligible for an annual discretionary incentive compensation award. The successful candidate may be eligible to participate in the relevant business unit's incentive compensation plan, which also may include a discretionary bonus component. Please visit mybenefits.morganstanley.com to learn more about our benefit

Responsibilities

The role involves drafting disposition summaries for alert reviews and ensuring compliance with regulatory expectations. Additionally, the director will identify risks to the GFC program and implement process improvements.