We are a leading trading platform that is ambitiously expanding to the four corners of the globe. Our top-rated products have won prestigious industry awards for their cutting-edge technology and seamless client experience. We deliver only the best, so we are always in search of the best people to join our ever-growing talented team.

REQUIREMENTS

• Experience: Minimum of 5+ years in compliance monitoring, assurance, or audit within a regulated financial services firm (CFD/spread betting experience preferred).
• Communication: Excellent written and verbal communication skills, with experience presenting findings to senior management and relevant stakeholders.
• Leadership: Proven experience managing and developing a team.
• Regulatory Knowledge: Strong understanding of global regulatory frameworks.
• Analytical Skills: Ability to identify compliance risks and propose effective solutions.
• Attention to Detail: Strong analytical mindset with the ability to interpret regulations and policies.
• Stakeholder Management: Ability to work collaboratively across multiple departments and jurisdictions.

• Design, implement, and oversee the firm’s global compliance monitoring and assurance programme to ensure adherence to regulatory obligations.
• Conduct risk-based compliance monitoring reviews, identifying areas of non-compliance and recommending remedial actions.
• Develop and maintain a compliance monitoring plan and risk assessment that aligns with regulatory expectations and the firm’s risk appetite.
• Prepare and present detailed compliance reports to senior management, identifying key findings and trends.
• Manage, mentor, and develop a team of five compliance monitoring professionals, providing guidance and support.
• Monitor regulatory developments and assess their impact on the firm’s compliance framework.
• Collaborate with key stakeholders, including Local Compliance, Marketing, Risk, and Internal Audit, to enhance the firm’s compliance culture.
• Ensure effective record-keeping and documentation of monitoring activities, findings, and remedial actions.
• Work closely with regulators and auditors during audits, inspections, and regulatory inquiries.