Our client, a prestigious City based Multi Asset fund manager is seeking a Senior Compliance Assurance & Monitoring lead to take on a 12 month maternity cover. The business has a approx. AUM of over £15+ billion and employ’s approximately 200 employees in the UK. The role is 70% BAU with 30% programme delivery. You will lead the Compliance Monitoring team of 2 direct reports and own the risk-based Compliance Monitoring Plan across the firms various entities, as well as offering the business your assitance in both Enterprise Risk tasks and the ideally the firm’s ICARA submission. You will be availiable to start within the next 4 - 10 weeks (No later than ). You will be required to have evident current/past staff leadership skills please and experience from the buy side / investments & funds domain.

EXPERIENCE / KNOWLEDGE — COMPLIANCE, RISK & REGULATORY EXPERTISE

Demonstrable track record across compliance monitoring, surveillance, audit and enterprise risk management within regulated financial services. Strong understanding of compliance frameworks, including design and execution of monitoring programmes and thematic reviews.

EXPERIENCE / KNOWLEDGE — INVESTMENT & MARKET KNOWLEDGE

Sound knowledge of investment products and financial markets, with the ability to apply this understanding to compliance communications, reviews and risk analysis.
Job Types: Full-time, Fixed term contract
Contract length: 12 months
Pay: £100,000.00-£130,000.00 per year

Benefits:

• Additional leave
• Health & wellbeing programme
• Life insurance
• Private medical insurance
• Sick pay

Work Location: Hybrid remote in London EC2R 5B

Please refer the Job description for details