OVERALL SUMMARY

This role sits within the Instrument Data & Valuations team who operate as part of Investment Services.

RESPONSIBILITIES

• Creating new security records in CBAM’s systems including Equities, Bonds, Funds and Structured Products
• Validating and maintaining security pricing
• Completing daily manual processes with efficiency
• Assessing and Challenging data provided by vendors such as ICE and Morningstar
• Assisting with daily reconciliations and month end processes
• Responding to time sensitive queries from colleagues including Fund Managers, Operations, Data and Technology teams, remaining client focus in all interactions

REGULATORY RESPONSIBILITIES ¦ COMPLIANCE/T&C

Ability to demonstrate an understanding of the regulatory framework relevant to the role, whilst practising effective risk management taking account of outcomes for clients.
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As a Certified Person under SMCR, you must accept responsibility and demonstrate an understanding for the regulatory aspects and framework of the FCA certification function(s) that you perform, and ensure you meet and abide by the rules of the FCA’s fit and proper test, and comply with the FCA’s Conduct Rules. Additionally, you must ensure your compliance with all internal policies, procedures and standards.