Internal Auditor at Vanguard

Malvern, Pennsylvania, United States -

Full Time

Start Date

Immediate

Expiry Date

22 Aug, 26

Salary

0.0

Posted On

24 May, 26

Experience

2 year(s) or above

Remote Job

Yes

Telecommute

Yes

Sponsor Visa

Skills

Risk-Based Auditing, Internal Controls, Fund Governance, Securities and Trading Risk, Data Analytics, Regulatory Compliance, Audit Reporting, Stakeholder Management, Process Mapping, Financial Analysis, Mentoring, Risk Assessment

Industry

Financial Services

Description

Vanguard has an exciting opportunity for an Internal Auditor to join our Global Investment and Finance Audit Services (GIFAS) team! As one of the Internal Auditors, you will complete risk-based audits to evaluate management’s internal controls and influence senior management to take action to improve the control environment. You will collaborate with partner groups across divisions and be instrumental in implementing the audit coverage strategy for key risk topics. The role focuses on fund governance, securities and trading risk, product‑level risk, and internal controls. Responsibilities: Perform complex work for risk-based audits and consulting engagements (including research, evaluation and analysis, testing and reporting) on topics related to risk, governance, process, technology, controls, and operating practices of assigned engagements. Connect with various levels of management to discuss progress and results including opportunities to strengthen processes/controls and related remediation efforts. Participate in client discussions including assessment of risk and effectiveness of controls based on relevant knowledge and experience. Encourage healthy debate and collaboration among the audit team and establish relationships with business process owners and management. Prepare and deliver high-quality internal work papers and client facing deliverables such as process/control narratives, flowcharts, testing documentation, conclusions, recommendations and audit report findings. Apply relevant industry acumen including common practices, established standards, regulatory and global impact considerations to provide recommendations to business management. Act as a mentor by coaching on internal audit processes and methodology as well as business lines and supporting technology. Participate in special projects and department initiatives, as needed. Qualifications: Undergraduate degree in a business-related field of concentration or equivalent combination of training and experience. Professional certification or advanced degree (e.g., MBA, CPA, CIA) is a plus. Minimum of three years experience. Experience in audit, risk or controls (i.e. operational audits, financial statement audits, internal audits, advisory/consulting, controls/compliance/legal) preferred. An understanding of investment and trading lifecycles, fund governance structures, and regulatory frameworks applicable to investment products is required. Proven ability to function in fast paced, ambiguous environment working with multiple and diverse responsibilities. Data analytics literacy, with the ability to apply analytical techniques to extract actionable insights and drive informed decision-making. Strong written and verbal communication and a willingness to assist in areas outside of direct assignments as needed. This position is hybrid and will require you to be local to our Malvern, PA office. Special Factors Sponsorship Vanguard is not offering visa sponsorship for this position. About Vanguard At Vanguard, we don't just have a mission—we're on a mission. To work for the long-term financial wellbeing of our clients. To lead through product and services that transform our clients' lives. To learn and develop our skills as individuals and as a team. From Malvern to Melbourne, our mission drives us forward and inspires us to be our best. How We Work Vanguard has implemented a hybrid working model for the majority of our crew members, designed to capture the benefits of enhanced flexibility while enabling in-person learning, collaboration, and connection. We believe our mission-driven and highly collaborative culture is a critical enabler to support long-term client outcomes and enrich the employee experience. Vanguard, one of the world's leading investment management companies, serves individual investors, institutions, employer-sponsored retirement plans, and financial professionals. We have a diverse and talented crew with a culture that promotes teamwork, along with an unwavering focus on serving our clients' best interests. This website uses "cookies" to distinguish you from other users. A cookie is a small file of letters and numbers placed on your computer or device. This helps us to provide you with a good experience when you browse our website and also allows us to improve our site and services. The cookies are stored locally on your computer or mobile device. To accept cookies you can continue browsing as normal. Or you can go to our Privacy Policy to read more information and learn how to change your preferences.

Responsibilities

Perform risk-based audits and consulting engagements to evaluate internal controls and improve the control environment. Collaborate with management to report findings and implement remediation efforts across fund governance and trading risk areas.