Junior Compliance Officer

at  Source Up

WHY APPLY ?

Join an independent AIFM boutique initially established by a seasoned real estate asset manager.
Now scaling-up our business to become a third-party specialized AIFM.
Be involved in the day-to-day management and oversight of complex Fund of Funds, Fixed Income, Private Equity and Real Estate portfolios of various Alternative Investment Funds

A CANDIDATE EXPERIENCE WITH SOURCE UP, IT’S …

• Carry out a skills assessment (soft skills and technical skills) in order to better define your professional project
• Access to your test results to guide you to your best career choices
• Interview coaching session before the client meeting
• Consistent and fair recruitment process with respect, transparency and trust

• Review of the AIFM’s compliance policy;
• Implementation and review of the AIFM’s compliance monitoring plan;
• Perform due diligence on delegates;
• Perform and coordinate KYC, KYT and AML monitoring;
• Be part on the onboarding process of the new clients;
• Advise and assist the staff of the AIFM on compliance matters;
• Raise AIFM’s team awareness to comply with AIFM’s rules and regulations;
• Involvement in the AIFM’s internal audit process;
• Perform legal watch to ensure the company’s compliance