Job Description

We are looking for a detail-oriented Compliance Onboarding Specialist to join our team. The role will be primarily responsible for client onboarding, KYC/AML reviews, due diligence, and ensuring that client accounts meet all applicable regulatory and internal compliance requirements.

The ideal candidate will have hands-on experience in client onboarding and KYC within the brokerage, or forex industry, with a strong understanding of AML requirements and risk-based client assessment.

Key Responsibilities

• Manage end-to-end onboarding for individual clients.
• Conduct KYC, CDD and EDD reviews in line with regulatory requirements.
• Perform PEP, sanctions, adverse media, and background screening.
• Assess client risk profiles and classify clients based on risk level.
• Review client documentation, source of funds, and source of wealth where required.
• Identify and escalate suspicious activity, red flags, and high-risk cases.
• Conduct periodic KYC reviews and ensure client records remain accurate and up to date.
• Maintain complete and accurate onboarding records and audit trails.
• Work closely with Compliance, Sales, and Operations to resolve onboarding issues.

Requirements