Lead Regulatory Relations Specialist at Wells Fargo
New York, New York, USA -
Full Time


Start Date

Immediate

Expiry Date

04 Aug, 25

Salary

0.0

Posted On

05 May, 25

Experience

0 year(s) or above

Remote Job

Yes

Telecommute

Yes

Sponsor Visa

No

Skills

Market Risk, Credit Risk, Communication Skills, Regulatory Examinations, Cross Functional Relationships, Collaboration, Training, Operational Risk

Industry

Financial Services

Description

WHY WELLS FARGO

Are you looking for more? Find it here. At Wells Fargo, we’re more than a financial services leader - we’re a global trailblazer committed to driving innovation, empowering communities, and helping our customers succeed.
We believe that a meaningful career is much more than just a job - it’s about finding all of the elements to help you thrive, in one place.
Living the Well Life means you’re supported in life, not just work. It means having robust benefits, competitive compensation, and programs designed to help you find work-life balance and well-being. You’ll be rewarded for investing in your community, celebrated for being your authentic self, and empowered to grow. Join us!

APPLICANTS WITH DISABILITIES

To request a medical accommodation during the application or interview process, visit Disability Inclusion at Wells Fargo .

WELLS FARGO RECRUITMENT AND HIRING REQUIREMENTS:

a. Third-Party recordings are prohibited unless authorized by Wells Fargo.
b. Wells Fargo requires you to directly represent your own experiences during the recruiting and hiring process

Required Qualifications:

  • 5+ years of Regulatory Relations or Risk Management, includes Regulatory Relations, Compliance, Financial Crimes, Operational Risk, Audit, Legal, Credit Risk, Market Risk, IT Systems Security, Business Process Management experience, or equivalent demonstrated through one or a combination of the following: work experience, training, military experience, educatio

Desired Qualifications:

  • Experience managing response process for federal regulatory examinations across a broad range of regulatory subject matters, stakeholders and risk types.
  • Superior verbal and written communication skills with exceptional ability to negotiate and facilitate collaboration at all levels of a highly complex and matrixed organization.
  • Ability to communicate understanding across key stakeholders to drive efficient and concise execution of regulatory engagements
  • Ability to thrive in a highly matrixed organization and build cross functional relationships
Responsibilities

Wells Fargo is seeking a Regulatory Relations (RR) Lead Regulatory Relations Specialist in the Corporate Risk Regulatory Relations Team. The Corporate Risk RR team is responsible for leading end-to-end regulatory engagements for Corporate Risk, including, but not limited to, regulatory examinations, supervisory meetings, information requests, and responses to regulatory findings. The Lead Regulatory Relations Specialist will synthesize regulatory feedback across the enterprise and use learnings to advise senior leadership on regulatory strategy.
Experienced staff for this role may lead implementation of some strategic initiatives with moderate risk and complexity, generally spanning across Corporate Risk. This role will require regular interaction with regulators, key business partners; including senior leaders, operations, control, risk and functional leaders, members of governance committees and the Regulatory Relations team.

In this role, you will:

  • Lead and advise on complex and broadly impactful regulatory relations strategy, governance, communications, and interactions, including those that are cross functional, large-scale, or which may include multiple regulatory agencies
  • Review and analyze complex, multi-faceted, larger scale or longer-term regulatory approaches and engagements that require in-depth evaluation of multiples factors, including technical challenges, intangibles, or unprecedented factors
  • Make decisions in complex and multi-faceted situations requiring solid understanding of the function, regulations, policies, procedures, and compliance requirements that influence and lead broader work team to meet deliverables and drive new initiatives
  • Strategically collaborate and consult with peers, colleagues and mid-level to senior managers to resolve issues and achieve goals, integrating approach for matters which cross functions or regulatory agencies
  • Lead projects, virtual teams, and serve as a peer mentor to ensure appropriate preparation, accountability, and consistent delivery on regulatory commitments, execution of regulatory relations policy and procedures, or other initiatives
  • Represent regulatory relations, in concert with business partners, before regulatory agencies on policy matters, responses, commitments, needs, and approach in adherence to policy and procedure
  • Research and assess internal and external regulatory environment to identify and report on themes, emerging trends, and risks, sharing insights with team and leadership to resolve concerns
  • Work with partners to aggregate and report on regulatory actions for key stakeholders including executive leadership, the board of directors, and regulators to ensure consistency with strategy and approach

Required Qualifications:

  • 5+ years of Regulatory Relations or Risk Management, includes Regulatory Relations, Compliance, Financial Crimes, Operational Risk, Audit, Legal, Credit Risk, Market Risk, IT Systems Security, Business Process Management experience, or equivalent demonstrated through one or a combination of the following: work experience, training, military experience, education

Desired Qualifications:

  • Experience managing response process for federal regulatory examinations across a broad range of regulatory subject matters, stakeholders and risk types.
  • Superior verbal and written communication skills with exceptional ability to negotiate and facilitate collaboration at all levels of a highly complex and matrixed organization.
  • Ability to communicate understanding across key stakeholders to drive efficient and concise execution of regulatory engagements
  • Ability to thrive in a highly matrixed organization and build cross functional relationships.

Job Expectations:

  • Ability to work on-site at one of the stated locations on the job opening
  • Ability to work a hybrid work schedule - 3 days in office / 2 days remote
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