Legal Counsel, FICC & Derivatives at Fuku
Hong Kong, Hong Kong Island, Hong Kong S.A.R. -
Full Time


Start Date

Immediate

Expiry Date

13 Jul, 26

Salary

0.0

Posted On

14 Apr, 26

Experience

5 year(s) or above

Remote Job

Yes

Telecommute

Yes

Sponsor Visa

No

Skills

Legal analysis, Compliance, Bond transactions, Derivative transactions, ISDA, GMRA, GMSLA, Repurchase agreements, Structured products, Regulatory reporting, SFC regulations, HKMA guidelines, Risk assessment, Conduct risk, Best execution, Market abuse

Industry

Retail Apparel and Fashion

Description
About our client: - Top Chinese securities firm Location: - Hong Kong Responsibilities: - Provide real-time legal and compliance analysis of bond and derivative transactions to ensure adherence to Hong Kong regulations (SFC, HKMA), cross-border risks, and internal policies. - Lead the drafting, negotiation, and legal risk assessment of trading agreements (ISDA, GMRA, GMSLA), repurchase agreements, and structured products. - Monitor regulatory developments (e.g., SFC circulars, HKMA guidelines) impacting FICC markets and advise on implementation. - Liaise with regulators for filings, audits, and inquiries related to trading activities. Prepare and submit regulatory reports (e.g., Large Open Position Reports for derivatives). - Design and deliver compliance training for trading teams on conduct risk, best execution, and market abuse regulations.
Responsibilities
Provide real-time legal and compliance analysis for FICC and derivative transactions while ensuring adherence to Hong Kong regulatory frameworks. Lead the drafting and negotiation of trading agreements and manage regulatory filings and audits.
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