Manager - Controls Testing (Regulatory Operations) at ASX

Sydney, New South Wales, Australia -

Full Time

Start Date

Immediate

Expiry Date

25 Jun, 26

Salary

0.0

Posted On

27 Mar, 26

Experience

5 year(s) or above

Remote Job

Yes

Telecommute

Yes

Sponsor Visa

Skills

Controls Testing, Operational Risk, Compliance, Assurance, Control Design Assessment, Operating Effectiveness Assessment, Risk-Based Control Testing, Regulatory Compliance, Remediation Support, Control Testing Standards Development, Analytical Skills, Financial Services Regulation, GRC Systems, Thematic Analysis, Trend Identification, Management Reporting

Industry

Financial Services

Description

ASX: Powering Australia's financial markets Why join the ASX? When you join ASX, you’re joining a company with a strong purpose – to power a stronger economic future by enabling a fair and dynamic marketplace for all. In your new role, you’ll be part of a leading global securities exchange with a strong brand. We are known for being a trusted market operator and an exciting data hub. Want to know why we are a great place to work, click on the link to learn more. www.asx.com.au/about/careers/a-great-place-to-work We are more than a securities exchange! The ASX team brings together talented people from a diverse range of disciplines. We run critical market infrastructure, with 1 in 3 people employed within technology. Yet we have a unique complexity of roles across a range of disciplines such as operations, program delivery, financial products, investor engagement, risk and compliance. We’re proud to foster a workplace where diversity is celebrated and inclusion is part of our everyday culture. Our employee-led networks champion LGBTIQ+ inclusion, promote gender equality, accessibility and wellbeing, inspire giving and volunteering, and celebrate cultural and religious events, creating a sense of belonging for all. As an AWEI Bronze employer and member of the Champions of Change Coalition for gender equality, we’re committed to a fair and inclusive workplace where everyone can thrive. Regulatory Operations function within EC&O, supporting regulatory compliance through innovation, automation and cross-functional collaboration. The team partners closely with business areas to uplift regulatory capability, embed effective controls and support consistent, high‑quality regulatory outcomes. Your responsibilities Plan and execute risk‑based control testing across assigned areas within the Line 1 shared service centralised control testing function within Regulatory Operations Apply standardised control testing methodology, including test design, sampling, evidence assessment and outcome rating Identify control weaknesses, themes and systemic issues and support effective remediation Engage with control owners to clarify control intent, design and operating effectiveness Contribute to the development and continuous improvement of control testing standards, templates and reporting Support capability uplift and knowledge sharing across the Controls Testing team, stakeholders and Line 2 and 3 Risk Must have Strong experience in controls testing, operational risk, compliance or assurance roles Hands‑on experience assessing control design and operating effectiveness Experience working within regulated financial services or other highly regulated industry Strong analytical skills and ability to translate complex control issues into clear, practical insights Nice to have Experience contributing to control uplift or remediation initiatives following testing outcomes Experience using GRC or risk management systems to document control testing and outcomes Exposure to thematic analysis, trend identification or management reporting Experience working in large, complex or systemically important organisations We make hiring decisions based on your skills, capabilities and experience, and how you’ll help us to live our values. We encourage you to apply even if you don’t meet all the criteria of this role. If you need any adjustments during the application or interview process to help you present your best self, please let us know at careers@asx.com.au. At ASX Group, our diverse workforce is essential to build and maintain a fair and dynamic marketplace. We support flexible working and offer hybrid working options. Even if our roles are advertised as full-time, we encourage you to apply if you are interested in part-time or other flexible working arrangements. We will arrange for successful candidates to have background checks, including reference and police checks, completed as part of the on-boarding process. To be considered for this position, candidates must be legally authorised to work in Australia on a permanent basis without any restrictions. ASX is an integrated exchange offering listings, trading, clearing, settlement, technical and information services, technology, data and other post-trade services. It acts as a market operator, clearing house and payments system facilitator. It oversees compliance with its operating rules, promotes standards of corporate governance among Australia’s listed companies and helps to educate retail investors. ASX operates markets for a wide range of asset classes including equities, fixed income, commodities and energy. As an integrated exchange, ASX’s activities span primary and secondary market services, including the raising, allocation and hedging of capital flows; trading and price discovery; central counterparty risk transfer; and securities settlement for both the equities and fixed income markets. When you join ASX, you’ll be joining a dynamic global leader with a record of innovation and a reputation for integrity, transparency and professionalism. You’ll also enjoy an impressive range of employee benefits and a flexible working environment underpinned by a friendly and collaborative culture.

Responsibilities

The role involves planning and executing risk-based control testing across assigned areas using a standardized methodology, including test design, sampling, and outcome rating. Responsibilities also include identifying control weaknesses, engaging with control owners, and contributing to the continuous improvement of control testing standards.