The Global Compliance Testing Team is recruiting for a Manager in the Canada Segment team who is analytical, organized, and efficient with a background in audit or compliance. The candidate should also be a self-motivated individual with the ability to work independently and make well thought out decisions.

REQUIRED QUALIFICATIONS:

• University degree in Commerce or Administration
• Professional designation in accounting, preferable
• Minimum five years of experience in internal/external audit or compliance in a Financial Institution

PREFERRED QUALIFICATIONS:

• CAMS designation is an asset

When you join our team:

• We’ll empower you to learn and grow the career you want.
• We’ll recognize and support you in a flexible environment where well-being and inclusion are more than just words.
• As part of our global team, we’ll support you in shaping the future you want to see.

• Plan compliance reviews using a risk-based approach
• Analyze and test the completeness and effectiveness of key business controls to ensure compliance with policies and procedures and applicable regulatory requirements (as per the Global Compliance Testing Methodology)
• Incorporate data analytics in select testing performed
• Set up control testing scopes and engagements and document the design and operating effectiveness of key controls in Archer
• Communicate weaknesses in key controls to Management and make value added recommendations for improvement in order to properly manage and mitigate compliance risks
• Document results of testing in a clear and concise report, using effective business writing skills, that details the scope of testing, work performed, results of testing, issues noted, recommendations and corrective action plans.
• Enter issues and corrective action plans in Archer
• Ensure proper follow up of the implementation of corrective action plans by the planned target date
• Support/Supervise Anti-Money Laundering QA testing for Canadian Market and Group Functions performed by the Manila Integrated Compliance Services team
• Collaborate with Audit Services, Risk, and other Canadian Market BU Compliance teams