Manager, Regulatory Compliance Advisory

at  HSBC

Job description

• Support the lines of businesses to maintain an effective control framework and to ensure compliance with all relevant external laws, regulations, internal policies, good market practices and industry standards.
• Provide advisory services to the lines of businesses to ensure clear understanding of compliance risk exposure when launching new and materially changed products.
• Support the Head of Advisory to represent the compliance agenda to report on progress, operational effectiveness of policies, processes, systems and controls.
• Assist senior team members in managing relationships with relevant regulators and other colleague on material compliance related matters.
• Responsible for second line governance of regulatory compliance risk exposures and act as an independent trust advisor in governance forums.
• Articulate the regulatory compliance risks for AUH, acting as a key member of the compliance advisory team in relation to regulatory compliance
• Ensuring timely advice is provided to the lines of business across Markets, Securities Services, Commercial Banking and Global Banking.
• Understand the challenges and objectives of the line of business, assess the regulations in relation to this, and provide appropriate advice and support to the line of business, considering objectives of the regulation with a commercial mindset