JOB DESCRIPTION

The Manager, Regulatory Risk Management will report to the Associate Vice President, Regulatory Risk. This position will counsel and assist leaders across the Bank as they assess risk, comply with regulations and participate in supervisory activities. This position requires an individual who is a strong communicator, able to multi-task in a fast-paced environment while delivering at a high level of quality. Other responsibilities include:

• Act as an advisor to prepare businesses undergoing regulatory examinations by OSFI.
• Prepare briefing notes and summary of regulatory speeches for the SVP, Regulatory Risk for onward distribution to SET/Board.
• Manage the regulatory change process for Risk Management and proactively monitoring the regulatory environment and advising the team of trends and emerging areas of regulatory focus.
• Manage relationships across Risk Management.
• Manage remediation process for regulatory findings including advice, project management and effective challenge.
• Act as subject matter expert for prudential regulations.
• Organize and deliver communications to regulators/related associations and TD Bank Group Businesses.
• Assist with the regulatory examination process by preparing documents, monitoring and tracking deliverables and collation and delivery of submissions to the regulators.
• Manage the coordination of regular reporting and informal requests required by the regulators to ensure consistency and timeliness of the completion of the deliverables.
• Support other related activities assigned by senior management.

JOB REQUIREMENTS

• 5 years’ experience in the financial industry
• Takes initiative and can run a project to the end
• Decisive and can make judgement calls
• Excellent MS skills (Word, Excel, PowerPoint)
• Strong organizational skills
• Strong attention to detail
• Previous relationship management skills preferred
• Ability to excel in a fast-paced environment
• Enjoys working in a team environment but also able to work independently
• Demonstrated strong written and verbal communication skills
• Ability to understand and interpret policies
• Prior experience in a regulatory environment preferred
• Ability to use influencing skills to implement change an asset
• Ability to manage conflict and build consensus within TD an asset
• Able to adapt and work within an evolving environment, where accountabilities can change

WHO WE ARE:

TD is one of the world’s leading global financial institutions and is the fifth largest bank in North America by branches/stores. Every day, we deliver legendary customer experiences to over 27 million households and businesses in Canada, the United States and around the world. More than 95,000 TD colleagues bring their skills, talent, and creativity to the Bank, those we serve, and the economies we support. We are guided by our vision to Be the Better Bank and our purpose to enrich the lives of our customers, communities and colleagues.
TD is deeply committed to being a leader in customer experience, that is why we believe that all colleagues, no matter where they work, are customer facing. As we build our business and deliver on our strategy, we are innovating to enhance the customer experience and build capabilities to shape the future of banking. Whether you’ve got years of banking experience or are just starting your career in financial services, we can help you realize your potential. Through regular leadership and development conversations to mentorship and training programs, we’re here to support you towards your goals. As an organization, we keep growing – and so will you.

• Act as an advisor to prepare businesses undergoing regulatory examinations by OSFI.
• Prepare briefing notes and summary of regulatory speeches for the SVP, Regulatory Risk for onward distribution to SET/Board.
• Manage the regulatory change process for Risk Management and proactively monitoring the regulatory environment and advising the team of trends and emerging areas of regulatory focus.
• Manage relationships across Risk Management.
• Manage remediation process for regulatory findings including advice, project management and effective challenge.
• Act as subject matter expert for prudential regulations.
• Organize and deliver communications to regulators/related associations and TD Bank Group Businesses.
• Assist with the regulatory examination process by preparing documents, monitoring and tracking deliverables and collation and delivery of submissions to the regulators.
• Manage the coordination of regular reporting and informal requests required by the regulators to ensure consistency and timeliness of the completion of the deliverables.
• Support other related activities assigned by senior management