THE FINANCIAL ADVISORY TEAM AT TENEO

Teneo’s global Financial Advisory business advises corporates, creditors and other financial stakeholders in situations of financial stress and distress. No two situations are the same. Our advice and approach is tailored to each situation and each client. At Teneo, we believe such occurrences present new opportunities for our clients. Opportunities to restore value, raise new capital, pivot in a new direction and ultimately, identify certainty amidst chaos. Teneo partners with clients to find viable opportunities that will protect and enhance value and help them to build strategies that will most benefit their business and/or investment goals.
Integrating the disciplines of financial advisory, management consulting, investor relations, strategic communications, government affairs, risk analysis and talent advisory, Teneo’s global Financial Advisory team guides companies and their stakeholders through periods of uncertainty and stress. We help address the challenges a business faces, whether that is targeted performance improvement to Financial Advisory, or delivering a route to recover value, our focus is delivering certainty from uncertainty.

Core member of our Quality & Risk Management team to ensure compliance with FCA regulatory requirements for a UK Financial Advisory business. The individual will be involved in monitoring compliance on client engagements and will assist with improvement in processes, procedures and regulatory compliance. This will involve supporting and advising our engagement teams delivering M&A advisory services (buy side and sell side) and other services which may contain any elements of regulated activities e.g. warrants and options in a financial restructuring or debt advisory. The role involves providing advice to UK based teams who may be operating in multiple jurisdictions. In addition to ensuring compliance with applicable regulations, the individual should be commercially minded and able to communicate with engagement teams as a peer. The individual will be required to act as a trusted advisor to engagement teams in respect of complex client engagements.

• Background in client delivery of FCA regulated services or in FCA compliance for a Financial Advisory firm would be essential
• Good attention to detail
• Good interpersonal skills and ability to work as part of a team
• Ability to communicate with, advise and influence engagement teams
• Knowledge of the DFSA regulation would be beneficial but not essential
• Requirement to:
• provide support and assistance in internal and external quality assurance reviews as required
• Respond to queries and provision of advice to teams verbally or in written form
• Provide support in quality improvement by making improvements to standard templates, processes, policies and procedures