Overview
At BNY, our culture empowers you to grow and succeed. As a leading global financial services company at the center of the world’s financial system we touch nearly 20% of the world’s investible assets. Every day around the globe, our 50,000+ employees bring the power of their perspective to the table to create solutions with our clients that benefit businesses, communities and people everywhere.
We continue to be a leader in the industry, awarded as a top home for innovators and for creating an inclusive workplace. Through our unique ideas and talents, together we help make money work for the world. This is what #LifeAtBNY is all about.
As a senior third line of defense professional, you will be responsible for the coordination and oversight of audit activities related to the Market and Wealth Services business segment which includes three businesses: Pershing, Treasury Services, and Clearance and Collateral Management.
Reporting to the Chief Deputy Auditor, you will play a vital role in the scoping and planning of the audits, deploy audit and analytical procedures and techniques to assess the design and operating effectiveness of the controls to mitigate the risks. Similarly, you will have the skills and experience to effectively manage deliverables, own and lead the audit plan, provide oversight and continuous monitoring of audit activities over the relevant businesses, and deliver updates to operating committees, senior management and key stakeholders.

DESIRED QUALIFICATIONS :

Deep understanding of broker-dealer services, investment advisory services, markets middle office and operations, clearance and collateral services; global payments, liquidity management, and trade finance services.
Experience working with and providing reporting and updates to senior-level management and Board committees.
Extensive experience communicating with regulators and other oversight bodies.
Robust people leadership experience, leading and motivating teams of scale while collaborating in a matrixed organization.
Demonstrated ability to solve problems, prioritize decisions, and successfully manage multiple projects in a high-pressure environment.
Demonstrated ability to embrace innovation and manage change.
Strong communicator, able to build consensus and drive results through collaboration, influence, and persuasion.

EMPLOYER DESCRIPTION:

For over 230 years, the people of BNY Mellon have been at the forefront of finance, expanding the financial markets while supporting investors throughout the investment lifecycle. BNY Mellon can act as a single point of contact for clients looking to create, trade, hold, manage, service, distribute or restructure investments and safeguards nearly one-fifth of the world’s financial assets. BNY Mellon remains one of the safest, most trusted and admired companies. Every day our employees make their mark by helping clients better manage and service their financial assets around the world. Whether providing financial services for institutions, corporations or individual investors, clients count on the people of BNY Mellon across time zones and in 35 countries and more than 100 markets. It’s the collective ambition, innovative thinking and exceptionally focused client service paired with a commitment to doing what is right that continues to set us apart. Make your mark: bnymellon.com/careers.

Plan and execute audits related to the Market and Wealth Services ecosystem including risk identification, assessment, monitoring, and reporting processes.
Provides leadership, support and guidance to a team of audit professional while fostering an inspiring team environment with an open communication culture.
Performs risk-focused fieldwork, in accordance with Internal Audit policies, methodologies, and standards to identify meaningful issues, risks and other exposures in the area of the company being audited.
Evaluate the effectiveness of risk governance structures, policies, and procedures in mitigating key risks and achieving organizational objectives.
Develops and maintains senior management and regulatory relationships.
Collaborate with cross-functional teams, including risk management, compliance, finance, and internal audit, to address audit findings and implement corrective actions.
Stay abreast of industry developments, regulatory changes, and emerging risks, providing insights and recommendations to senior management and audit committees.
Participates in the development and enhancement of audit methodologies and tools to improve the efficiency and effectiveness of audit processes.
Serves as expert resource, leading others in creating and maintaining accurate and clear work documents, completing tasks on time, on budget, and accurately, and quickly learning new businesses, processes, and regulations.
Draws on extensive experience and/or specialist skills (e.g. trading operations front-to-back, market risk, credit risk) to plan and deliver audits.
Applies advanced analytical problem-solving skills and leads others in solving complex issues and identifying innovative solutions.
To be successful in this role, we’re seeking the following:Required Qualifications :
Bachelor’s degree or equivalent combination of education and work experience required. Degree in accounting, finance, or relevant specialty preferred. MBA, CPA, CFA or related certifications preferred.
10+ years of total work experience, with 5-10 years of management experience preferred.
Prior experience in a mid to high level managerial role in Audit preferred.

LI-Hybrid