Market Surveillance Officer (FR/EN) at Swissquote

Gland, Vaud, Switzerland -

Full Time

Start Date

Immediate

Expiry Date

11 Jun, 26

Salary

0.0

Posted On

13 Mar, 26

Experience

0 year(s) or above

Remote Job

Yes

Telecommute

Yes

Sponsor Visa

Skills

Market Surveillance, Securities Trading Analysis, Insider Trading Identification, Market Manipulation Analysis, Suspicious Activity Reporting, Regulatory Reporting, Surveillance Controls Development, Financial Markets Knowledge, Financial Products Knowledge, Trading Activities Knowledge, Teamworking, Autonomy, Pressure Management, English Fluency, French Fluency

Industry

Banking

Description

Company Description Building the bank of tomorrow takes more than skills. It means combining our differences to imagine, discuss, code, develop, test, learn… and celebrate every step together. Share our vibes? Join Swissquote to unleash your potential. We are the Swiss Leader in Online Banking and we provide trading, investing and banking services to +650’000 clients, through our performant and secured digital platforms. Our +1’200 employees work in a flexible way, without dress code and in multicultural teams. By having a huge impact on the industry, they are growing their skills portfolio and boosting their career in a fast-pace environment. Have a look behind the scenes by checking Humans of Swissquote on Instagram. We are all in at Swissquote. As an equal opportunity employer, we welcome candidates from all backgrounds, experiences and perspectives to join our team and contribute to our shared success. Are you all in? Don’t be shy, apply! Job Description We have an exciting opportunity in our Legal Department. We offer the opportunity to become part of a young performing team, in a stimulating working environment combining a friendly, casual atmosphere with cutting-edge technologies and a great diversity of tasks. As a Market Surveillance Officer, you will be part of the Market Compliance Function of the Bank. Among others, your tasks will typically be the following: Monitor and analyse clients’ securities trading activities Identify and analyse potential prohibited market conduct cases (insider trading and market manipulation) Investigate alerts generated by surveillance systems Prepare suspicious activity reports and escalate findings where appropriate Maintain accurate documentation and audit trails of surveillance reviews and investigations Assist in regulatory reporting and communication with authorities when required Contribute to the development and improvement of market surveillance controls and tools Liaise with internal and external stakeholders and counterparties Qualifications Ideally Master Degree in Economics or Law At least one year of experience in the financial/audit sector or a similar role SIX or Eurex trading licenses are a plus Fluent in English and French Excellent knowledge of financial markets, financial products and trading activities Self-motivated and passionate about macroeconomics and the financial industry Strong teamworking and collaboration skills Ability to monitor own workload and meet work objectives Ability to work autonomously and under pressure Additional Information Managerial role: No

Responsibilities

The Market Surveillance Officer will monitor and analyze client securities trading activities to identify potential prohibited market conduct such as insider trading and market manipulation. Responsibilities also include investigating alerts, preparing suspicious activity reports, maintaining documentation, and assisting with regulatory reporting.