Onboarding -DCM - Senior Associate - Operate at pwc

Bengaluru, karnataka, India -

Full Time

Start Date

Immediate

Expiry Date

05 Jun, 26

Salary

0.0

Posted On

07 Mar, 26

Experience

2 year(s) or above

Remote Job

Yes

Telecommute

Yes

Sponsor Visa

Skills

Financial Management, Financial Strategy, Financial Operations, Process Automation, Leadership, Coaching, Performance Management, Technology Adoption, Integrity, Authenticity, KYC, AML, Due Diligence, Risk Rating, Investigative Review, Regulatory Compliance

Industry

Professional Services

Description

Industry/Sector Not Applicable Specialism Managed Services Management Level Senior Associate Job Description & Summary At PwC, our people in finance consulting specialise in providing consulting services related to financial management and strategy. These individuals analyse client needs, develop financial solutions, and offer guidance and support to help clients optimise their financial performance, improve decision-making, and achieve their financial goals. In financial operations at PwC, you will specialise in improving the efficiency and effectiveness of financial operations within organisations. Your work will involve assessing financial processes, identify areas for improvement, and design and implement solutions to streamline financial operations, enhance controls, and reduce costs. You will be responsible for providing guidance on financial systems implementation, process automation, and financial shared services. Enhancing your leadership style, you motivate, develop and inspire others to deliver quality. You are responsible for coaching, leveraging team member’s unique strengths, and managing performance to deliver on client expectations. With your growing knowledge of how business works, you play an important role in identifying opportunities that contribute to the success of our Firm. You are expected to lead with integrity and authenticity, articulating our purpose and values in a meaningful way. You embrace technology and innovation to enhance your delivery and encourage others to do the same. Examples of the skills, knowledge, and experiences you need to lead and deliver value at this level include but are not limited to: Analyse and identify the linkages and interactions between the component parts of an entire system. Take ownership of projects, ensuring their successful planning, budgeting, execution, and completion. Partner with team leadership to ensure collective ownership of quality, timelines, and deliverables. Develop skills outside your comfort zone, and encourage others to do the same. Effectively mentor others. Use the review of work as an opportunity to deepen the expertise of team members. Address conflicts or issues, engaging in difficult conversations with clients, team members and other stakeholders, escalating where appropriate. Uphold and reinforce professional and technical standards (e.g. refer to specific PwC tax and audit guidance), the Firm's code of conduct, and independence requirements. Role 4: Onboarding Senior Analyst Process: OTC Level: Senior Associate Position: Role summary: The Onboarding Analyst is responsible for conducting an investigative review and analysis of client applications in support of 's KYC/AML regulatory compliance policies and programs. This includes reviewing automated alerts, required documentation and information to determine accuracy, regulatory compliance, and appropriate risk rating for institutional clients. Key responsibilities: Perform comprehensive KYC & AML reviews on institutional clients and assess client profiles. Communicate directly, when applicable, with high-profile clients throughout the onboarding process. Conduct investigative review and analysis in support of 's KYC/AML regulatory compliance policies and programs. Document Client Due Diligence / Enhanced Due Diligence investigations in written narratives. Review and validate client documentation including corporate formation documents, beneficial ownership information, and regulatory licenses. Assess client risk ratings based on established risk assessment frameworks. Utilize various investigative tools and databases to verify client information and conduct background research. Escalate high-risk clients or complex cases to senior team members and Compliance as appropriate. Respond to automated AML alerts and conduct associated investigations. Collaborate with Compliance, Legal, and Business teams to resolve onboarding issues. Maintain accurate records and documentation in compliance systems. Stay current on applicable laws, regulations, and industry best practices. Required qualifications: B.A./B.S. degree or equivalent w/ 1+ years relevant experience onboarding regulated clients and conducting AML/KYC investigations and customer due diligence. Working knowledge of applicable laws, regulations, and guidelines (e.g., BSA, OFAC, FinCEN guidance). Knowledge of institutional business such as ownership structures, beneficial ownership, trust and regulatory requirements. Strong analytical and investigative skills with attention to detail. Excellent written communication skills for documenting findings and narratives. Ability to interpret complex corporate structures and regulatory documentation. Strong organizational skills and ability to manage multiple cases simultaneously. Understanding of AML/KYC best practices and red flag indicators. Preferred qualifications: CAMS (Certified Anti-Money Laundering Specialist) or similar AML certification. Experience in cryptocurrency or fintech industry. Knowledge of institutional financial services and prime brokerage operations. Experience with adverse media screening and sanctions screening tools. Multilingual capabilities for international client reviews. Required Tools: Salesforce Google Suite Slack Admin CLEAR Preferred Tools: Jira Confluence Workday Control Centre DocuSign Travel Requirements Not Specified Job Posting End Date Are you ready to make a difference? Want to unlock new value by applying your unique perspective and talents? You can grow exponentially at PwC. Here, you can uncover hidden talents, build lifelong relationships rooted in trust and empathy and turn challenges into opportunities for innovation. We’ll help you grow your skills through challenging, meaningful work so you can go further.

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Responsibilities

The Onboarding Analyst conducts investigative reviews and analyses of client applications to ensure compliance with KYC/AML regulatory policies, which involves assessing documentation, determining accuracy, and assigning appropriate risk ratings for institutional clients. Key duties include performing comprehensive KYC & AML reviews, communicating with high-profile clients during onboarding, documenting due diligence investigations, and collaborating with Compliance, Legal, and Business teams to resolve issues.