POSITION OVERVIEW

Job Title: Operations Lead
Corporate Title: Assistant Vice President
Location: New York, NY

SKILLS YOU’LL NEED

• Securities and Payment Processing Experience over 5 years for Equities, Bonds, FX, Structured Products, Mutual Funds, Alternative Investment Funds etc
• Experience in Accounting platforms in any major Bank in the US
• Experience in IRA products, Collective Investment Funds
• Ability to process large data sets in Excel for day-to-day reporting and analysis US Regulatory Requirements/ Submissions for Fed/OCC Reports
• Project management experience

SKILLS THAT WILL HELP YOU EXCEL

• Bachelor’s degree in accounting /business
• Certifications in Series 99, Series 7 offered by FINRA
• Brokerage and DPM Product knowledge in Private Banking set up is a plus.
• Excellent Analytical and Problem-Solving skills, being a team player, quick learner, and follow-through capabilities
• Self-motivated; self-starter; excellent communication skills, both written and spoken

• Manage the day-to-day oversight of the processes
• Coordinate and resolve business queries and escalations
• Work with the offshore and vendor teams to resolve issues and implement robust processes
• Act as SME and coordinator with Audit, Compliance, Finance, Risk Management teams for various projects and reporting
• Run projects, review New Product Approvals etc