Operations Specialist at PEAK6 SERVICES LLC

Manchester, London - England, United Kingdom -

Full Time

Start Date

Immediate

Expiry Date

01 Jan, 27

Salary

35000.0

Posted On

03 Oct, 26

Experience

5 year(s) or above

Remote Job

Yes

Telecommute

Yes

Sponsor Visa

Skills

Industry

Consumer Services

Description

ABOUT THIS ROLE

About this Role:

The Operations Specialist will be responsible for day-to-day trade reconciliation, correction processing, and client service within the Purchase & Sales (P&S) department. You will analyze trade postings and reconciliations, review trade exceptions and breaks to determine root cause and resolution path, while working with internal stakeholders and external clients on trade-related inquiries and discrepancies.

The Specialist will work on trade validation, settlement exceptions and operational workflows, account reconciliation and issue resolution that adhere to SLA requirements and regulatory guidelines. The role will work closely with clearing, custody, and client service teams to provide operational metrics, trade flow updates, and process improvements.

We're looking for someone who:

Is passionate. You have a genuine passion for people and developing relationships.
Is motivated. You're driven to be the best. You challenge yourself by setting goals, crushing them, and helping your teammates do the same.
Is collaborative. You partner with stakeholders throughout the organization to cultivate a thriving workplace and strong cultural foundation.
Wants to make an impact. You set high standards for your work and are dedicated to helping employees achieve greater satisfaction and superior results.
Operates with integrity. You always conduct yourself with honesty and operate ethically. You say what you mean, and mean what you say.

Key Skills and Responsibilities:

Customer Service

Work with and offer assistance to internal and external customers with questions regarding trade postings and corrections.
Ensure customer inquiries are completed in accordance with service level agreement (SLA) guidelines.
Respond to inquiries in a professional and timely manner, escalating issues to management when appropriate.
Build and maintain positive relationships with internal teams and external clients to support effective resolution of trade-related matters.

Trade Processing & Reconciliation

Process and verify daily purchase and sale transactions across equities, fixed income products, and derivatives.
Identify and resolve trade discrepancies, out-of-balance conditions, and posting errors in a timely manner.
Assist with the resolution of escalations during option expiration events.
Coordinate with counterparties and internal teams to facilitate accurate and timely trade settlement.

Supervisory Oversight & Compliance

On a daily basis, review and complete supervisory oversight and provide updates to management as needed.
Maintain familiarity with FINRA regulations and industry standards; identify documentation and processing irregularities and outline corrective measures.
Operate in compliance with applicable regulatory requirements and internal policies at all times.
Contribute to process improvement initiatives by flagging recurring issues and suggesting operational enhancements.

Key Skills

Domain Knowledge: Basic understanding of financial markets, trade processing, and clearing/custody operations, including equities, fixed income, and derivatives.
Customer Focus: Exceptional ability to manage client inquiries professionally, meet SLA commitments, and build strong working relationships with internal and external stakeholders.
Detail-Oriented: Strong attention to accuracy in trade posting, corrections, and reconciliation to minimize errors and downstream impact.
Communication: Clear verbal and written communication skills, with the ability to translate complex trade issues into actionable steps for clients and leadership.
Adaptability: Ability to remain calm and effective in a fast-paced, dynamic environment with shifting priorities and high-volume workloads.
Analytical Mindset: Ability to identify irregularities in trade processing and documentation, and propose corrective measures proactively.
Collaborative Partnership: Comfortable working across Operations, Compliance, and Technology teams to drive issue resolution and process improvement.
Technical Proficiency: Microsoft Office skills (Excel required); SQL experience is a strong plus.

Education and/or Experience

Bachelor’s degree in related field (or equivalent practical experience) required
3+ years of prior work experience in a similar role
Strong analytical and problem solving abilities
Excellent oral and written communication skills
Experience with SQL and/or advanced Excel skills advantageous
Self motivated and able to work independently (certifications may be required within job role)

Work Environment

This job operates in a hybrid office environment 2 days per week.

Please note this job description is not designed to cover or contain a comprehensive listing of activities, duties, or responsibilities required of the employee for this job. Duties, responsibilities, and activities may change at any time with or without notice.

Our Rewards

We offer a robust package of employee perks and benefits, including a market-leading salary with an annual bonus, 28 days of annual leave plus 10 Northern Ireland national holidays, a training and development budget, and a pension matched up to 7%. Our benefits also cover private health insurance for medical, dental, and optical care, and life insurance. We emphasize work-life balance with flexible working hours, parental leave, a modern city center office, and a hybrid work schedule that allows for greater flexibility by partially working from home. Additional perks include monthly catered lunches, unlimited drinks and snacks, hackathon events, poker tournaments, and a charitable matching gift program.

EEO Statement

Apex Fintech Solutions is an equal opportunity employer that does not discriminate on the basis of race, color, religion, sex (including pregnancy, sexual orientation, and gender identity), national origin, age, disability, veteran status, marital status, or any other protected characteristic. Our hiring practices ensure that all qualified applicants receive fair consideration without regard to these characteristics.

Disability Statement

Apex Fintech Solutions is committed to creating an inclusive and accessible workplace for all candidates, including those with disabilities. We are dedicated to ensuring equal employment opportunities and providing reasonable accommodations to qualified individuals with disabilities. If you require reasonable accommodations to participate in the application or interview process, please submit your request via the Candidate Accommodation Requests Form. We will work with you to provide the necessary accommodations to ensure your full participation in our hiring process.

Recommended Jobs

Get Notified of Open Positions!

Sign up to receive emails when Apex Fintech Solutions posts open positions you might be interested in:

First Name *

Last Name *

Email *

If you click to sign-up above; you will be added to the Apex Fintech Solutions talent network. Your information will not be shared or sold. *

Entrepreneurial? Build with us.

Our parent company, PEAK6, runs Trials—a paid, 12-month founder residency in Austin. If you're not sure about the idea yet or missing a technical cofounder; Trials pairs you with best-in-class operators to tackle big fintech challenges and solve real market problems.

Know someone, or is it you? Share and apply today.

How To Apply:

Incase you would like to apply to this job directly from the source, please click here

Responsibilities