Sign up with

Already have an account? Log in here

Need some help?
Talk to us at +91 7670800001

Operations Team Member-Capital Market Operation-Custodial Operations at Kotak Mahindra Bank

Mumbai, maharashtra, India -

Full Time

Start Date

Immediate

Expiry Date

03 Oct, 26

Salary

0.0

Posted On

05 Jul, 26

Experience

2 year(s) or above

Remote Job

Yes

Telecommute

Yes

Sponsor Visa

Skills

Client Onboarding, Documentation Review, Regulatory Compliance, KYC Guidelines, FPI Regulations, FDI Processing, Communication Skills, Presentation Skills, Stakeholder Management, Audit Handling

Industry

Banking

Description

The job profile/description would be as follows: 1. The Applicant would be a part of the Client On boarding team at the Custody/DDP desk of the Bank. 1. Preparation of documentation for Foreign Portfolio Investors (FPI) clients & Foreign Direct Investor clients (FDI). 2. Processing of Onboarding documents of FPIs & FDI. 3. Explaining & Educating prospective FPI clients about various regulatory requirements 4. Processing of modification requests of existing FPI & FDI accounts 5. Reviewing client structures and activities to ensure regulatory compliance from all aspects 6. Direct Interaction with clients and business teams for query resolution on documentation 7. Interaction with internal operations team to ensure timely account opening 8. Handling audit & regulatory queries end to end Job Requirements, Skills/Knowledge Prerequisites Would be as follows: 1. Knowledge of SEBI / RBI KYC guidelines, SEBI (FPI) Regulations & Operational Guidelines and Custody Business 2. Proficiency in documentation review 3. Good Communication & Presentation Skills 4. Good relationship with regulatory officials from SEBI / NSDL handling the FPI / custody related activities

Responsibilities

Responsible for the onboarding and documentation processing of Foreign Portfolio Investors (FPI) and Foreign Direct Investors (FDI). This includes reviewing client structures for regulatory compliance and interacting with clients and internal teams to resolve queries.