Professional, Client Asset Segregation (ORRC) : Job Level - Associate at Morgan Stanley

Osaka, Tokyo, Japan -

Full Time

Start Date

Immediate

Expiry Date

26 Jan, 26

Salary

0.0

Posted On

28 Oct, 25

Experience

2 year(s) or above

Remote Job

Yes

Telecommute

Yes

Sponsor Visa

Skills

Client Asset Segregation, Regulatory Reporting, Procedure Manuals, Risk Mitigation, Process Improvement, Audit Confirmation, Communication Skills, Problem Solving, Adaptability, Learning Agility, English Proficiency, Japanese Proficiency, Microsoft Office, Technology Projects, Middle Office Experience, Back Office Experience

Industry

Financial Services

Description

Monitor and process daily Client Asset Segregation process Understand the regulatory requirements of Regulatory Reports related to Client Asset Segregation Prepare Regulatory Reports related to Client Asset Segregation and submit them to the regulators Investigate and resolve the exceptions in the process, and identify the correct position and transactions done by the firm Create and update the procedure manuals and other documentations Escalate and mitigate risks associated with Client Asset Segregation processes Understand the Governance of Client Asset Segregation, and ensure the processes and reports are in compliant with the Japan regulation as well as Firm's policy and procedure Identify areas for process improvement and implement effective control while achieving efficiency and optimization Monitor and execute Audit Confirmation requests Collaborate with internal teams and external auditors on Client Asset Segregation audit Be a self-starter with positive working attitude Contribute as a team Have effective communication skills and interact inclusively Identify problems as they arise and know when they need to be escalated Be adaptable to changes and new challenges Be keen to learn new skills and do so quickly Have proficiency with English and Japanese - Fluent in written and spoken communications Have proficiency with Microsoft Office (Excel, Word, and PowerPoint) Have knowledge of Japan regulatory reporting Have experience in technology related project Have middle or back office experience Our values - putting clients first, doing the right thing, leading with exceptional ideas, committing to diversity and inclusion, and giving back - aren't just beliefs, they guide the decisions we make every day to do what's best for our clients, communities and more than 80,000 employees in 1,200 offices across 42 countries. Our teams are relentless collaborators and creative thinkers, fueled by their diverse backgrounds and experiences. We are proud to support our employees and their families at every point along their work-life journey, offering some of the most attractive and comprehensive employee benefits and perks in the industry. There's also ample opportunity to move about the business for those who show passion and grit in their work. To learn more about our offices across the globe, please copy and paste https://www.morganstanley.com/about-us/global-offices into your browser. We work to provide a supportive and inclusive environment where all individuals can maximize their full potential. Our skilled and creative workforce is comprised of individuals drawn from a broad cross section of the global communities in which we operate and who reflect a variety of backgrounds, talents, perspectives, and experiences. Our strong commitment to a culture of inclusion is evident through our constant focus on recruiting, developing, and advancing individuals based on their skills and talents.

Responsibilities

Monitor and process the daily Client Asset Segregation process while ensuring compliance with regulatory requirements. Investigate exceptions, prepare regulatory reports, and collaborate with internal teams and external auditors.