Job Description

POSITION SUMMARY:

This position provides full administrative, operational and business development support to a team of Financial Advisors and their successful book of business. Additionally, the Client Associate will often take an active role in preparing for client meetings, participating in client meetings, and implementing recommendations approved during client calls and meetings. This person will report directly to the Financial Advisors s/he supports as well as to the Team Lead. Specific duties include:

• Works closely with Financial Advisor(s) on existing business and new business development initiatives;
• Provide primary support for Senior Financial Advisor(s);
• Secondarily, provide support for other Financial Advisors on the team;
• Assist other Client Associates in a team environment;
• Must balance the management of referral activities, client follow-ups and administrative tasks;
• Enters trade orders for clients and financial advisors;
• Helps support compliance with Firm and industry regulations, policies and procedures;
• Addresses and resolves routine and non-routine client inquiries

• Works closely with Financial Advisor(s) on existing business and new business development initiatives;
• Provide primary support for Senior Financial Advisor(s);
• Secondarily, provide support for other Financial Advisors on the team;
• Assist other Client Associates in a team environment;
• Must balance the management of referral activities, client follow-ups and administrative tasks;
• Enters trade orders for clients and financial advisors;
• Helps support compliance with Firm and industry regulations, policies and procedures;
• Addresses and resolves routine and non-routine client inquirie