The Wealth Alliance is a registered investment advisory firm with the U.S. Securities and Exchange Commission, fully committed to revolutionizing the client experience. We are seasoned advisors – operating as Certified Financial Planners and Certified Public Accountants, supported by a top-tier team of service professionals. Be part of a dynamic, growing firm that values professional growth and offers ample pathways for advancement. We see ourselves as more than coworkers — we’re a supportive group that treats each other like family, and we’re excited to welcome our next teammate.

POSITION SUMMARY:

The position of Registered Client Service Associate (CSA) consists of being responsible for providing client and administrative support services to a successful financial advisory team of a SEC Registered RIA headed by a 40+ year industry leader. As a Registered CSA, you will support the team as well as directly work with high-net-worth clients, be responsible for ensuring a smooth and professional client experience and include account onboarding, account maintenance, client communications and coordination with custodians. The ideal candidate for this position should be a self-motivated, positive, highly energetic, client friendly individual. Having strong organizational skills and the ability to work both independently and as a collaborative team member is what will make you a success.

QUALIFICATIONS AND REQUIREMENTS:

• Bachelor’s degree in business/finance preferred
• Have a FINRA-issued securities license Series 7 + Series 63/66 (or 65 a plus
• 10 years in client services, wealth management, or operations
• Experience with custodians (e.g. Schwab, Fidelity, Pershing) and Salesforce or other CRM/portfolio management systems a plus
• Proficiency using MS Office, CRM/back-office systems, trading platforms
• Excellent verbal and written communication skills
• Highly detail oriented and extremely organized
• Polished appearance with a professional demeanor
• Energetic, extremely positive, client friendly and courteous
• Possess drive and determination.
• Dedicated to maintaining and providing exceptional client service
• Capable of multi-tasking in a fast passed environment while producing quality work
• Comfortable working in a dynamic team environment and getting along well with others
• Proactive in looking for ways to assist the team, clients and the office
• Must be able to maintain privacy of confidential records, correspondence and/or files
• Adept in working independently and prioritizing your own time and the expectations of others
• Thrive under pressure -capable of working effectively under time constraints to meet deadlines and multi-task while maintaining composure
• Strong work ethic, reliable, accountable for actions and focused on follow through
• Understand and adhere to strict regulatory requirements and learning the industry’s nomenclature
  Job Type: Full-time
  Pay: $75,000.00 - $95,000.00 per year

Benefits:

• 401(k)
• Dental insurance
• Dependent care reimbursement
• Flexible spending account
• Health insurance
• Life insurance
• Paid time off
• Vision insurance

Work Location: In perso