REQUIREMENTS:

• At least 3 years of experience in financial services, wealth management or related industry
• Series 7 required, 2-15 preferred
• Strong communication skills and ability to build rapport with clients
• Excellent organizational skills and attention to detail
• Ability to work well in a team environment
  Job Type: Full-time
  Pay: $50,000.00 - $65,000.00 per year

Benefits:

• 401(k)
• Paid time off

Experience:

• Wealth Management/Financial Services: 3 years (Required)

License/Certification:

• Series 7 (Required)

Work Location: In perso

• Serves as first point of contact to service a high volume of daily interactions, including basic inquiries, providing quotes and scheduling of meetings, with prospective and existing clients on the phone, in-person, virtually and through mailings.
• Works both independently and within a dynamic team environment to provide crucial support to the financial advisors and branch office.
• Onboards new clients, opens new client accounts and researches client and security information using internal databases and other technologies.
• Ensures key client information and documentation is current with firm and industry requirements, rules and regulations.
• Processes and monitors the transfer of assets to ensure all assets and cost basis were successfully received.
• Monitors available cash awaiting investment, including running weekly cash and cash equivalent reports and contacting clients with investment opportunities to maximize returns.
• Reviews, assesses and responds to all corporate action items and client account alerts.
• Actively engages in available training/cross-training and educational and/or professional development opportunities to remain current on firm and industry policies and procedures.
• Performs other duties and responsibilities as assigned.