To run own caseload to assist the partners in the Regulatory Advisory and Defence (“RAD”) team in the provision of services to the firm’s clients. Kingsley Napley acts for a number of regulated organisations and individuals who seek advice in relation to regulation, regulatory and disciplinary proceedings and other inquiries of them by regulators. This work includes defending clients in a disciplinary or regulatory context. RAD also provides a small amount of advice to regulators on their regulatory schemes.

This role will involve:

• Client onboarding
• Considering papers received on instruction
• Providing an analysis of the issues and evidence required
• Drafting advice and submissions to regulators
• Attending meetings with clients and others
• Preparing witness statements
• Preparing legal documents
• Instructing expert witnesses and Counsel
• Preparing matters for disciplinary hearings including using relevant case management systems
• Supervision of Paralegals
• Assisting in the marketing and business development of the team

Compliance with the SRA Standards and Regulations and where appropriate the BSB Handbook