About the Organisation

Our client is a well established financial services organisation with a strong reputation in the industry. They're currently investing in strengthening their compliance and governance framework, and are looking to grow their compliance team with a Compliance Specialist.

About the Role

This is a properly generalist compliance role sitting within a great team. You'll play a key part in ensuring the organisation meets its regulatory and governance obligations, working closely with the Compliance Manager and a team of specialists. Given the breadth of the role, this suits someone who enjoys variety and wants true end to end exposure across compliance, rather than a narrow, siloed function.

Responsibilities

• Managing breach identification, assessment and reporting processes
• Reviewing marketing and disclosure material
• Supporting AML/CTF obligations and monitoring
• Building and maintaining strong relationships with internal stakeholders, including at senior level
• Supporting oversight of relationships with external service providers from a compliance perspective
• Contributing to the ongoing development of compliance policies, procedures and governance documentation

About You

• A legal background is highly regarded, along with experience from a mid to large sized financial services organisation
• Strong communication skills, both written and verbal, are essential given the stakeholder facing nature of this role
• Confident engaging with senior stakeholders
• Experience with breach management is a key requirement
• Working knowledge of AML/CTF obligations is highly regarded, though not essential
• A proactive self starter who is comfortable owning tasks and working autonomously within a small team
• For more information, please r