ABOUT US

Hamilton court FX is the UK’s largest privately owned foreign exchange specialist. With offices in London, Milan and Madrid, we enable businesses and financial institutions in the UK and Europe to manage the currency risks associated with doing business globally.
Founded in 2011 and headquartered in London, we are growing our regional teams and our global footprint to deliver our world-class service, in order to help more businesses thrive.

ESSENTIAL EXPERIENCE & SKILLS

We want to set you up for success and we believe these experiences and skills will help you thrive in this role:

• 2+ years’ experience in a regulatory compliance based role in the financial services sector (preferably in a small to mid-sized brokerage)
• A good knowledge and understanding of MIFID 2, EMIR, PSD, SMCR
• Excellent communication skills
• Proven ability of working to tight deadlines, through an ability to prioritise and manage workloads.

ABOUT THE ROLE

The Regulatory Compliance Analyst will report to the Head of Regulatory Compliance and will work in a team of four, playing an important part of the compliance oversight for HCFX. Experience in FX and Payment Services products from small to mid-sized brokerage is preferred.

KEY RESPONSIBILITIES

As a Regulatory Compliance Analyst, you will be responsible for:

• Performing horizon monitoring to ensure HCFX are aware of and well prepared for upcoming legislative changes
• Creating new policies and procedures where required following new regulations
• Ensuring existing policies and procedures are reviewed and updated
• Providing compliance guidance and advice to the firm’s staff in relation to Compliance matters
• Supporting the team with on-going projects, ad-hoc requests and administration
• Conducting second line monitoring activities
• Preparing and delivering training to the business when required
• Assisting in producing Management Information (MI)
• Assisting the Head of Regulatory Compliance with all of the firms regulatory requirements under SMCR.

Our office is in Central London and this role is office based.

We want to set you up for success and we believe these experiences and skills will help you thrive in this role:

• 2+ years’ experience in a regulatory compliance based role in the financial services sector (preferably in a small to mid-sized brokerage)
• A good knowledge and understanding of MIFID 2, EMIR, PSD, SMCR
• Excellent communication skills
• Proven ability of working to tight deadlines, through an ability to prioritise and manage workloads