COMPANY INFORMATION:

CIBC Mellon is a leading provider of asset servicing solutions to institutional investors in Canada, including multi-currency accounting, fund valuation, and investment information reporting. We are passionate about providing exceptional client service backed by our culture of innovation and success. Our outstanding employee experience will provide you with opportunities to learn and grow professionally while supporting the communities in which you live and work.
We are a diverse and dynamic workplace where employees take an active role in delivering on strategic objectives while advancing their individual career goals. We encourage innovative thinking and give our employees the support and resources they need to turn great ideas into actions.
We’re always looking for talented people who can make a meaningful difference for our clients, our company and our communities. To learn more about why our employees love coming to work each day, visit www.cibcmellon.com/experience.

POSITION OVERVIEW:

Reporting to the RCM Program Director, the Regulatory Compliance Management (RCM) Analyst supports the management of the RCM Program, to enable CIBC Mellon to meet regulatory expectations set out in OSFI Guideline E-13.

QUALIFICATIONS:

Specific Knowledge & Skills (not preferred or an asset)

• University degree
• 3-5 years’ experience in an RCM or compliance role within the financial services industry
• Knowledge of OSFI Guideline E-13 and industry approaches to meeting regulatory expectations
• Proficient technology skills (MS Office, Excel, SharePoint)

Working Conditions Unique to Job (i.e. Standard Office Environment)

• Perform assigned daily activities associated maintenance and upkeep of the RCM Program, including:
• Facilitate regulatory or business updates to the RCM Policy and associated procedures;
• Input Key Risk Indicators in the Risk Management Platform;
• Monitor, track and report on all aged compliance issues exceeding 30 days;
• Assist in preparing RCM reporting to the Chief Compliance Officer and other impacted stakeholders, including Senior Management and the Board of Directors; and
• Manage the regulatory reporting inventory attestation process on a semi-annual basis.
• Monitor the external regulatory environment, identifying applicable regulatory requirement changes while keeping the RCM content Library current.
• Conduct Volcker-related reviews.
• Maintain SharePoint site for Corporate Compliance, ensuring RCM records are maintained for required retention periods.
• Identify areas of enhancement with respect to the RCM Program, including opportunities for process efficiencies.