Our client is seeking an experienced Regulatory Compliance Manager to oversee critical compliance functions across an international digital assets company. This role requires expertise in both traditional finance and cryptocurrency regulations globally, with responsibility for managing regulatory relationships, examinations, and risk assessments.

REQUIRED QUALIFICATIONS:

• Bachelor’s degree required; advanced degree strongly preferred
• 5-7 years of progressive compliance experience with increasing responsibility
• Comprehensive regulatory knowledge spanning both traditional finance (TradeFi) and cryptocurrency/digital asset regulations globally
• Strong analytical, communication, and interpersonal skills
• Proven ability to manage multiple priorities and meet regulatory deadlines
• Experience working with regulatory authorities and audit firms
  100% onsite in Palo Alto or New York City. Competitive base salary + bonus + stock options + comprehensive benefits. Preliminary questions will be sent to selected candidates, followed by a brief call.
  Job Type: Full-time
  Pay: $140,000.00 - $185,000.00 per year

Benefits:

• 401(k)
• 401(k) matching
• Dental insurance
• Health insurance
• Life insurance
• Paid time off
• Parental leave
• Vision insurance

Education:

• Bachelor’s (Required)

Ability to Commute:

• Palo Alto, CA 94306 (Required)

Work Location: In perso

• Regulatory examination and audit coordination
• Prepare comprehensive examination and audit materials, responses, and presentations for regulatory reviews
• Coordinate personnel preparation for regulatory interviews and presentations
• Gather and organize required data for regulatory submissions
• Submit timely information and documentation to regulatory authorities
• Maintain detailed documentation of examinations, audits, inquiries, and follow-up actions
• Risk management & assessment
• Conduct thorough compliance risk assessments by legal entity and subject matter
• Identify, analyze, and mitigate compliance risks across business operations
• Develop and implement risk management strategies and controls
• Stakeholder and regulatory relationship management
• Serve as primary liaison with regulatory authorities and agencies
• Collaborate and coordinate with internal and external stakeholders
• Prepare comprehensive internal compliance reporting
• Partner effectively with internal audit teams on compliance initiatives
• Issue management and tracking
• Maintain organized calendar and scheduling system for compliance issues
• Provide regular reporting on issue status and resolution progress
• Document and track regulatory matters requiring ongoing attention
• Support issue owners in understanding validation expectations and requirements