Regulatory Compliance Officer at Robert Walters
North Holland, North Holland, Netherlands -
Full Time


Start Date

Immediate

Expiry Date

29 Dec, 26

Salary

1200000.0

Posted On

30 Sep, 26

Experience

5 year(s) or above

Remote Job

Yes

Telecommute

Yes

Sponsor Visa

No

Skills

Industry

Banking & Credit

Description

About the job


Our client is a leading proprietary trading firm operating in global financial markets. They are seeking an experienced Regulatory Compliance Officer with a strong interest in Digital Assets to join their Regulatory Compliance team in Amsterdam.

This is an exciting opportunity to play a key role in advising the business on complex regulatory matters, supporting strategic initiatives, and helping shape the firm's digital asset compliance framework within a highly entrepreneurial and fast-paced environment.Description


Responsibilities


  • Analyse existing and upcoming financial market regulations, translating regulatory requirements into practical business solutions.
  • Lead the implementation of regulatory changes across the organisation, ensuring alignment with trading activities and operational processes.
  • Act as the primary compliance advisor to the Trading department on complex regulatory matters.
  • Own, maintain and continuously improve the regulatory compliance framework.
  • Draft, review and maintain compliance policies, procedures and internal controls.
  • Provide independent second-line oversight and constructive challenge to business initiatives.
  • Lead and contribute to regulatory-driven projects and strategic business initiatives.
  • Advise on Digital Assets regulation, including MiCAR and its interaction with MiFID II, supporting the development of crypto and tokenised securities trading activities.
  • Build and maintain relationships with regulators, exchanges and other external stakeholders, managing regulatory inquiries, inspections and audits.
  • Conduct regulatory risk assessments and monitor ongoing compliance with applicable regulations.
  • Develop and deliver compliance training across the organisation.
  • Support senior management through regulatory updates, impact assessments and reporting.
  • Collaborate closely with senior compliance leadership on strategic regulatory initiatives.

About You


  • Bachelor's or Master's degree in Law, Finance, Business Administration or a related discipline.
  • 5-8+ years of experience within Regulatory Compliance in a financial markets environment.
  • Knowledge of European financial markets regulation, including MiFID II, MiFIR, EMIR, MAR, MiCAR, DORA and related frameworks.
  • Experience drafting and implementing compliance policies and procedures.
  • Proven track record of working directly with regulators and managing regulatory inspections or audits.
  • Experience advising senior stakeholders within investment banking, capital markets, proprietary trading or exchange-traded environments.
  • Strong understanding of financial instruments, trading activities and financial markets.
  • Experience conducting regulatory impact assessments and compliance risk analyses.
  • Strong interest in Digital Assets and the evolving regulatory landscape.
  • Excellent communication, stakeholder management and influencing skills.
  • High level of integrity, sound judgement and the ability to work independently.

What's on Offer


  • Base salary of up to €120,000 gross per year, depending on experience.
  • Performance-based annual bonus.
  • Non-contributory pension scheme.
  • Hybrid working environment (3 days in office).
  • Travel allowance.
  • Extensive learning and development opportunities, including access to professional training and industry conferences.
  • Comprehensive onboarding programme.
  • Daily catered lunch, premium coffee and fully stocked kitchen.
  • Modern on-site gym with access to personal trainers and wellness initiatives.
  • Regular company events and international networking opportunities.
  • Opportunity to join a highly entrepreneurial international trading firm at the forefront of financial markets and digital assets.
  • Excellent career development within a high-performing, collaborative environment.

Robert Walters Netherlands is acting as an Employment Agency in relation to this vacancy.

Responsibilities

SKILLS

Technical: Retail Banking Operations | Branch Banking Operations | Cash & Vault Management | Account Opening & Servicing | RTGS/NEFT Processing | Remittances & Clearing Operations | KYC & Regulatory Compliance | Audit Support | MIS Reporting | MS Office Suite

Functional: Customer Service Management | Customer Relationship Management | Transaction Processing | Complaint Resolution | Branch Administration | Banking Products & Services | Documentation Management | Service Quality Management | Cross-Functional Coordination | Stakeholder Management

Leadership & Interpersonal: Team Coordination | Operational Oversight | Communication Skills | Problem Solving | Relationship Building | Attention to Detail | Decision Making | Time Management | Customer Focus | Accountability


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