THE OPPORTUNITY

Due to team expansion, we’re looking for the ideal candidate to play a key technical and oversight role to ensure Diligenta and the services it provides its customers are compliant with FCA rules, requirements and principles. Includes supporting and overseeing regulatory change, analysing rules and regulations, managing policy and training and undertaking regulatory oversight exercises and thematic reviews.
Please be aware that this role is available in various locations such as: Peterborough, Bristol, Glasgow, and Liverpool

WHAT YOU’LL BE DOING

• Act as a key technical and advisory expert, providing clear and practical regulatory guidance across business areas to ensure continued compliance with FCA rules and expectations.
• Deliver specialist advice on regulatory and legislative matters to senior leaders and operational teams—especially supporting the Technical Manager in embedding Conduct Risk and Consumer Duty considerations.
• Assess operational and technical functions (e.g., IT systems, data governance, risk controls) for alignment with regulatory frameworks and internal control standards.
• Support the implementation and communication of regulatory requirements through effective training and awareness initiatives.
• Drive the development and execution of oversight activities, including regulatory gap analysis, thematic assurance reviews, and the design of corporate monitoring processes.
• Represent the Compliance function at internal and external governance committees, ensuring regulatory requirements are clearly understood and embedded into business objectives.
• Provide administrative and strategic support to the Technical Manager and Head of Regulatory Services in interactions with the FCA Supervision Team and Proactive Engagement Programme.
• Advise on and oversee adherence to the Training and Competence (T&C) Policy across operational teams, ensuring a compliant and effective T&C framework is maintained.
• Provide timely and relevant advice to the Risk, Audit & Compliance Committee, Executive Management, governance forums, and clients on regulatory change management and its application.
• Maintain and evolve Compliance-owned policies, procedures, and control frameworks across the business, providing targeted training to senior stakeholders as needed.
• Support the delivery of Diligenta’s annual Compliance Plan and contribute to strategic compliance initiatives for both existing and prospective clients.
• Engage collaboratively with key internal and external stakeholders to ensure regulatory goals are met across all areas of responsibility.

APPLY FOR THIS ROLE:

Do you hold valid Right to Work in the UK?
Yes
No
Do you have any convictions or conditional cautions which are currently unspent under the Rehabilitation of Offenders Act 1974 (including traffic offences)?
Yes
No
Are you or have you been the subject of any Voluntary Arrangements (IVAs), County Court Judgments (CCJs), Bankruptcy, or any other formal credit related proceedings which have or have not been satisfied?
Yes
No
Have you been referred for this position by Diligenta Employee?
Yes
No
Have you previously worked for Tata Consultancy Services (TCS)?
Yes
No
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