Regulatory Reporting Compliance Officer (Enterprise Advisory), Director (AV at Morgan Stanley

London, England, United Kingdom -

Full Time

Start Date

Immediate

Expiry Date

20 Feb, 26

Salary

0.0

Posted On

22 Nov, 25

Experience

5 year(s) or above

Remote Job

Yes

Telecommute

Yes

Sponsor Visa

Skills

Regulatory Reporting, Compliance, Analytical Skills, Communication Skills, Judgment, Attention to Detail, Investment Banking Knowledge, Presentation Skills, Relationship Building, Organizational Skills, Legal Knowledge, Team Collaboration, Problem Solving, Initiative, Industry Knowledge, Structured Transactions

Industry

Financial Services

Description

The role will encompass a wide scope of products and Compliance activity: - interpreting rules and applying judgment on practical solutions. - providing oversight and challenge to the business units with regards to complex structured transactions. - leading responses to industry focused initiatives and representing the Firm's interests in industry working groups and coordinating internal action across S&T. - involvement in regulatory visits and examinations. - execution of 2LOD monitoring program across all related reporting responsibilities. - Typically, 5+ years' relevant experience would generally be expected to find the skills required for this role - Bright and enthusiastic individual ideally professionally qualified, e.g. law or accountancy graduate. - Product and investment banking knowledge (having worked in-house for an investment bank highly preferable). - Good understanding of EMEA Compliance issues and relevant laws and regulations. - 2 years + experience in large shareholder, short selling and/or takeover panel reporting role at a complex financial institution. - Excellent presentation skills - ability to communicate clearly and concisely both in person and in writing. - Confident, able to use initiative, excellent judgment, analytical, good communication and organisational skills. - Strong collegial approach with ability to build relationships of trust with members of the Legal and Compliance department and employees in the business unit and support & control functions. - A clear and logical thought process with a propensity to question facts and data. - High level of attention to detail and a passion for excellence. (#LI-KF1) Our values - putting clients first, doing the right thing, leading with exceptional ideas, committing to diversity and inclusion, and giving back - aren't just beliefs, they guide the decisions we make every day to do what's best for our clients, communities and more than 80,000 employees in 1,200 offices across 42 countries. Our teams are relentless collaborators and creative thinkers, fueled by their diverse backgrounds and experiences. We are proud to support our employees and their families at every point along their work-life journey, offering some of the most attractive and comprehensive employee benefits and perks in the industry. There's also ample opportunity to move about the business for those who show passion and grit in their work. To learn more about our offices across the globe, please copy and paste https://www.morganstanley.com/about-us/global-offices into your browser. If this role is deemed a Certified role and may require the role holder to hold mandatory regulatory qualifications or the minimum qualifications to meet internal company benchmarks. Flexible work statement Interested in flexible working opportunities? Speak to our recruitment team to find out more. We work to provide a supportive and inclusive environment where all individuals can maximize their full potential. Our skilled and creative workforce is comprised of individuals drawn from a broad cross section of the global communities in which we operate and who reflect a variety of backgrounds, talents, perspectives, and experiences. Our strong commitment to a culture of inclusion is evident through our constant focus on recruiting, developing, and advancing individuals based on their skills and talents.

Responsibilities

The role involves interpreting rules and applying judgment to provide oversight on complex structured transactions. It also includes leading industry initiatives and coordinating internal actions across the business.